-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMYB6SJUeS6eD7oJxdAr2ZP7rYOuj3rDjTpkRgxdYXuBiukSNo+LcFAOm8EU5URb nPou+NhuaB1HoaM7XN9VLw== 0001181431-04-008467.txt : 20040212 0001181431-04-008467.hdr.sgml : 20040212 20040212100209 ACCESSION NUMBER: 0001181431-04-008467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040210 FILED AS OF DATE: 20040212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 04588538 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 4 1 rrd32227.xml FORM 4 X0201 4 2004-02-10 0 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD 118 WINDERMERE ROAD AUBURNDALE MA 02466 1 0 0 0 Common Stock 2004-02-10 4 M 0 666 2.25 A 666 D Common Stock 2004-02-10 4 G 0 666 0 D 0 D Option (Right to Buy) 2.25 2004-02-10 4 M 0 666 2.25 D 2010-08-25 Common Stock 666 1168 D Vests Montly over 36 months beginning 8/25/00 /S/ James E Lock MD 2004-02-10 -----END PRIVACY-ENHANCED MESSAGE-----