-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiLEDianVJIM27wFam5dd/GV+aul16X5hSI5gvZR2rKybTKe3EScNxPfyVEnHYk/ fwrqmdcxfMnWNRtzma7fJw== 0001181431-03-026011.txt : 20031007 0001181431-03-026011.hdr.sgml : 20031007 20031007152447 ACCESSION NUMBER: 0001181431-03-026011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031003 FILED AS OF DATE: 20031007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 03931392 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 4 1 rrd20054.xml FORM 4 X0201 42003-10-030 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD C/O CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 1000Common Stock, $.001 par value2003-10-034M017772.25A1777DOption (Right to Buy)2.252003-10-034M01777D2010-08-25Common Stock17771834DVest in 36 equal monthly installments on each monthly anniversary of the date of grantNot applicable/s/ James E. Lock2003-10-07 -----END PRIVACY-ENHANCED MESSAGE-----