-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NueZ0NSEfNXSOUITBXHUbwi3p0yI/4I0Mu1XGLglPObPLWrTtm21KNwWTViURYZe 4mOl50y/t0yQg9DMwgvmIw== 0001179110-05-014400.txt : 20050718 0001179110-05-014400.hdr.sgml : 20050718 20050718171656 ACCESSION NUMBER: 0001179110-05-014400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050714 FILED AS OF DATE: 20050718 DATE AS OF CHANGE: 20050718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITNEY JH & CO CENTRAL INDEX KEY: 0000901399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 05960037 BUSINESS ADDRESS: STREET 1: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039731400 4 1 edgar.xml FORM 4 - X0202 4 2005-07-14 1 0001017259 NMT MEDICAL INC NMTI 0000901399 WHITNEY JH & CO 177 BROAD STREET, 15TH FLOOR STAMFORD CT 06901 0 0 1 0 Common 113793 D Common 2005-07-14 4 J 0 1829010 10.8620 D 0 I See Footnote 1. Common 2005-07-14 4 J 0 561207 10.90 D 0 I See Footnote 2. Securities owned by Whitney Equity Partners, L.P. ("Equity Partners"). Securities owned by Whitney Subordinated Debt Fund, L.P. ("Debt Fund"). Securities distributed to partners of the Equity Partners on a pro-rata basis in accordance with the Partnership Agreement. Securities distributed to partners of Debt Fund on a pro-rata basis in accordance with the Partnership Agreement. The undersigned may be deemed to be a member of a Section 13(d) "group" with Equity Partners and Debt Fund. The undersigned disclaims the existence of such a group and disclaims beneficial ownership of any shares owned by Equity Partners and Debt Fund. J. H. WHITNEY & CO., By: Whitney General Partner, L.L.C., General Partner, By: Daniel J. O'Brien, Managing Member 2005-07-18 -----END PRIVACY-ENHANCED MESSAGE-----