8-K 1 d8k.htm FORM 8-K FORM 8-K
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): November 27, 2002
 
NMT Medical, Inc.
(Exact name of registrant as specified in charter)
 
 
Delaware
  
000-21001
  
95-4090463
(State or other jurisdiction of incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)
 
 
27 Wormwood Street, Boston, Massachusetts
   
02210-1625
(Address of principal executive offices)
   
(Zip Code)
 
 
Registrant’s telephone number, including area code: (617) 737-0930
 
 
N/A
(Former name or former address, if changed since last report)
 
 

 
Item 5.    Other Events.
 
On November 27, 2002, NMT Medical, Inc. (the “Company”) issued a press release announcing that the Company received notification of the arbitrator’s award of expenses in connection with the arbitration between the Company and Dr. Morris Simon, a former director of the Company. The arbitrator’s award provided that Dr. Simon is entitled to reimbursement of a portion of his expenses equal to $400,000. The full text of the Company’s press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
 
Item 7.    Financial Statements, Pro Forma Financial Information and Exhibits.
 
(c)    Exhibits
 
Exhibit No.
   
Description
99.1
   
Press Release, dated November 27, 2002, announcing the receipt of notification of the arbitrator’s award of expenses in connection with the arbitration between the Company and Dr. Morris Simon.

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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Date: November 27, 2002
  
NMT Medical, Inc.
(Registrant)
       
By:
  
/s/    RICHARD E. DAVIS        
           
Name:    Richard E. Davis
Title:      Vice President and Chief Financial Officer

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EXHIBIT INDEX
 
Exhibit No.
   
Description
99.1
   
Press Release, dated November 27, 2002, announcing the receipt of notification of the arbitrator’s award of expenses in connection with the arbitration between the Company and Dr. Morris Simon.