8-K 1 d8k.txt FORM 8-K DATED 10/25/02 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2002 NMT Medical, Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 000-21001 95-4090463 -------------------------------------------------------------------------------- (State or other juris- (Commission (IRS Employer diction of incorporation) File Number) Identification No.) 27 Wormwood Street, Boston, Massachusetts 02210-1625 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (617) 737-0930 N/A -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events. ------------ On October 25, 2002, NMT Medical, Inc. (the "Company") issued a press release announcing that the Company received a notification of an award issued in connection with the outstanding arbitration between the Company and Dr. Morris Simon, a former director of the Company. In addition, the Company stated that a decision by the arbitrator on the issue of whether either party is entitled to reimbursement of all or a portion of its legal fees from the other is expected in the next several weeks. The full text of the Company's press release, which includes among other things, a summary of this award, is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. ------------------------------------------------------------------ (c) Exhibits Exhibit No. Description ----------- ----------- 99.1 Press Release, dated October 25, 2002, announcing the receipt of notification of arbitration award by NMT Medical, Inc. in connection with its outstanding arbitration with Dr. Morris Simon. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: October 25, 2002 NMT Medical, Inc. ----------------- (Registrant) By: /s/ Richard E. Davis --------------------------------- Name: Richard E. Davis Title: Vice President and Chief Financial Officer 3 EXHIBIT INDEX Exhibit No. Description ----------- ----------- 99.1 Press Release, dated October 25, 2002, announcing the receipt of notification of arbitration award by NMT Medical, Inc. in connection with its outstanding arbitration with Dr. Morris Simon.