8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2001 NMT Medical, Inc. (Exact name of registrant as specified in charter) Delaware 000-21001 95-4090463 -------------------------------------------------------------------------------- (State or other juris- (Commission (IRS Employer diction of incorporation) File Number) Identification No.) 27 Wormwood Street, Boston, Massachusetts 02210-1625 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (617) 737-0930 N/A -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events. ------------ On April 17, 2001, NMT Medical, Inc. (the "Company") issued a press release announcing that the 2001 Annual Meeting of Stockholders of the Company (the "Meeting") will be held on Thursday, June 7, 2001 commencing at 1:30 p.m., local time, at the Company's offices at 27 Wormwood Street, Boston, Massachusetts 02210-1625. Stockholders of record at the close of business on April 23, 2001 are entitled to notice of and to vote at the Meeting or any adjournment thereof. Pursuant to Rule 14a-5(f) of the Securities Exchange Act of 1934, as amended, because the Meeting date has been changed by more than 30 calendar days from the date of the Company's 2000 Annual Meeting of Stockholders, which was held on August 18, 2000, the Company is informing its stockholders of the Meeting date in addition to the following new deadlines for submitting stockholder proposals for the Meeting: . Stockholder proposals intended to be presented at the Meeting and considered for inclusion in the proxy statement for the Meeting must be received by the Company at its principal offices, 27 Wormwood Street, Boston, Massachusetts 02210-1625 by April 23, 2001. . A stockholder of the Company who wishes to present a proposal before the Meeting but does not wish the proposal to be considered for inclusion in the Company's proxy statement and proxy card, must give written notice to the Secretary of the Company at the address noted above by April 27, 2001. If a stockholder fails to provide timely notice of such a proposal, the proxies designated by the Board of Directors of the Company will have discretionary authority to vote on the proposal. The Company expects to mail its Annual Report to Stockholders for the year ended December 31, 2000, along with the Notice and Proxy Statement of the 2001 Annual Meeting on or about April 30, 2001. The full text of the Company's press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. ------------------------------------------------------------------ (c) Exhibits Exhibit No. Description ----------- ----------- 99.1 Press Release, dated April 17, 2001, announcing the 2001 Annual Meeting of Stockholders of NMT Medical, Inc. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: April 17, 2001 NMT Medical, Inc. ----------------- (Registrant) By: /s/ Richard E. Davis --------------------- Name: Richard E. Davis Title: Vice President and Chief Financial Officer 3 EXHIBIT INDEX Exhibit No. Description ----------- ----------- 99.1 Press Release, dated April 17, 2001, announcing the 2001 Annual Meeting of Stockholders of NMT Medical, Inc.