-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U9gEdfe1klhFclnfuw+/f8iYTPwd1C17GKJC/EQl8n3y51ntFQH53gsIxkZSOAtM l2/hE+NqXiDFF6R+GCRshg== 0000950144-05-004357.txt : 20050426 0000950144-05-004357.hdr.sgml : 20050426 20050426160520 ACCESSION NUMBER: 0000950144-05-004357 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050426 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050426 DATE AS OF CHANGE: 20050426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R&G FINANCIAL CORP CENTRAL INDEX KEY: 0001016933 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660532217 STATE OF INCORPORATION: PR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31381 FILM NUMBER: 05773190 BUSINESS ADDRESS: STREET 1: 280 JESUS T. PINERO AVE CITY: HATO REY, SAN JUAN STATE: PR ZIP: 00918 MAIL ADDRESS: STREET 1: 280 JESUS T PINERO AVE CITY: HATO REY, SAN JUAN STATE: PR ZIP: 00918 8-K 1 g94806e8vk.txt R & G FINANCIAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): APRIL 26, 2005 R&G FINANCIAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) ------------------------------------------------ PUERTO RICO 001-31381 66-0532217 ----------- --------- ---------- (STATE OR OTHER JURISDICTION OF (COMMISSION FILE NO.) (I.R.S. EMPLOYER IDENTIFICATION NO.) INCORPORATION)
280 JESUS T. PINERO AVE. 00918 ------------------------ -------- HATO REY, SAN JUAN, PUERTO RICO (ZIP CODE) - --------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (787) 758-2424 (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) NOT APPLICABLE. Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240-14d-2(b)) [ ] Pre-commencement pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)) ITEM 8.01 OTHER EVENTS On April 26, 2005, R&G Financial Corporation (the "Company") issued a press release announcing that it had been informed by a letter from the Securities and Exchange Commission (the "Commission"), dated April 26, 2005, that the Commission was conducting an informal inquiry regarding (i) the April 25, 2005 announcement that the Company would restate its financial statements, and (ii) the underlying issues addressed in that press release. The Company intends to cooperate with and assist the Commission in this informal investigation. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (c) EXHIBITS. The following exhibits are being filed herewith: 99.1 Press Release dated April 26, 2005 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. R&G FINANCIAL CORPORATION Date: April 26, 2005 By: /s/Joseph R. Sandoval ------------------------------------- Joseph R. Sandoval Executive Vice President and Chief Financial Officer EX-99.1 2 g94806exv99w1.txt PRESS RELEASE DATED APRIL 26, 2005 Exhibit 99.1 R&G FINANCIAL CORPORATION FOR RELEASE: Immediately CONTACT: Victor J. Galan Joseph R. Sandoval Chairman and CEO Executive Vice President & CFO (787) 766-8301 (787) 756-2802 WEBSITE: www.rgonline.com R&G FINANCIAL CORPORATION ANNOUNCES INFORMAL SEC INVESTIGATION San Juan, Puerto Rico, April 26, 2005 - R&G Financial Corporation (NYSE:RGF) ("R&G Financial) a diversified financial services company, today announced that on April 26, 2005, R&G Financial was informed by a letter from the U.S. Securities and Exchange Commission (the "Commission") that the Commission was conducting an informal investigation regarding (i) the April 25, 2005 announcement that R&G Financial would restate its financial statements, and (ii) the underlying issues addressed in that press release. R&G Financial intends to cooperate with and assist the Commission in this informal investigation. * * * R&G Financial, currently in its 33rd year of operations, is a diversified financial holding company with operations in Puerto Rico and the United States, providing banking, mortgage banking, investments, consumer finance and insurance through its wholly-owned subsidiaries R-G Premier Bank of Puerto Rico, a Puerto Rico-chartered commercial bank, R-G Crown Bank, its Florida-based savings bank, R&G Mortgage Corp., Puerto Rico's second largest mortgage banker, Mortgage Store of Puerto Rico, Inc., a subsidiary of R&G Mortgage, Continental Capital Corp., R-G Crown's New York and North Carolina based mortgage banking subsidiary, R-G Investments Corporation, a Puerto Rico broker-dealer, and Home and Property Insurance Corporation, a Puerto Rico insurance agency. As of December 31, 2004, R&G Financial had previously reported consolidated assets of $10.2 billion and consolidated stockholders' equity of $855.6 million. -----END PRIVACY-ENHANCED MESSAGE-----