0000899243-17-013783.txt : 20170518 0000899243-17-013783.hdr.sgml : 20170518 20170518182336 ACCESSION NUMBER: 0000899243-17-013783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPI COMPOSITES, INC CENTRAL INDEX KEY: 0001455684 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 201590775 BUSINESS ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 480-305-8910 MAIL ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 FORMER COMPANY: FORMER CONFORMED NAME: TPI COMPOSITES INC DATE OF NAME CHANGE: 20090206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIOVACCHINI PAUL G CENTRAL INDEX KEY: 0001016697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37839 FILM NUMBER: 17856047 MAIL ADDRESS: STREET 1: SEACOST CAPITAL CORP STREET 2: 55 FERNCROFT STREET CITY: DANVERS STATE: MA ZIP: 01923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-16 0 0001455684 TPI COMPOSITES, INC TPIC 0001016697 GIOVACCHINI PAUL G 10 MILL POND LANE SIMSBURY CT 06070 1 0 1 0 Common Stock 2017-05-17 4 S 0 1245348 16.35 D 4778491 I See Footnote Restricted Stock Units 2017-05-16 4 A 0 3740 0.00 A Common Stock 3740 3740 D These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. The RSUs shall vest in full on the first year anniversary of the grant date; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The Reporting Person was granted the RSUs on the date of the Issuer's annual stockholder meeting pursuant to the Issuer's Non-Employee Director Compensation Policy. /s/ Steven G. Fishbach, Attorney-in-Fact 2017-05-18