0000899243-17-013783.txt : 20170518
0000899243-17-013783.hdr.sgml : 20170518
20170518182336
ACCESSION NUMBER: 0000899243-17-013783
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170516
FILED AS OF DATE: 20170518
DATE AS OF CHANGE: 20170518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPI COMPOSITES, INC
CENTRAL INDEX KEY: 0001455684
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 201590775
BUSINESS ADDRESS:
STREET 1: 8501 N SCOTTSDALE ROAD
STREET 2: GAINEY CENTER II, SUITE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 480-305-8910
MAIL ADDRESS:
STREET 1: 8501 N SCOTTSDALE ROAD
STREET 2: GAINEY CENTER II, SUITE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: TPI COMPOSITES INC
DATE OF NAME CHANGE: 20090206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GIOVACCHINI PAUL G
CENTRAL INDEX KEY: 0001016697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37839
FILM NUMBER: 17856047
MAIL ADDRESS:
STREET 1: SEACOST CAPITAL CORP
STREET 2: 55 FERNCROFT STREET
CITY: DANVERS
STATE: MA
ZIP: 01923
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-16
0
0001455684
TPI COMPOSITES, INC
TPIC
0001016697
GIOVACCHINI PAUL G
10 MILL POND LANE
SIMSBURY
CT
06070
1
0
1
0
Common Stock
2017-05-17
4
S
0
1245348
16.35
D
4778491
I
See Footnote
Restricted Stock Units
2017-05-16
4
A
0
3740
0.00
A
Common Stock
3740
3740
D
These securities are held of record by Landmark Growth Capital Partners, L.P. ("LGCP") and Landmark IAM Growth Capital, L.P. ("Landmark IAM"). Landmark Growth Capital Partners, LLC ("LGCP LLC") is the general partner of both Landmark LGCP and Landmark IAM, and Landmark Equity Advisors, LLC ("LEA LLC") is the managing member of LGCP LLC. The Reporting Person is an advisor to LEA LLC. The Reporting Person may be deemed to share voting and investment power with respect to all shares held by LGCP and Landmark IAM. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.
The RSUs shall vest in full on the first year anniversary of the grant date; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The Reporting Person was granted the RSUs on the date of the Issuer's annual stockholder meeting pursuant to the Issuer's Non-Employee Director Compensation Policy.
/s/ Steven G. Fishbach, Attorney-in-Fact
2017-05-18