0001179110-12-008327.txt : 20120514 0001179110-12-008327.hdr.sgml : 20120514 20120514122644 ACCESSION NUMBER: 0001179110-12-008327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120511 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YAU SAM CENTRAL INDEX KEY: 0001245443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21123 FILM NUMBER: 12837437 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SRS LABS INC CENTRAL INDEX KEY: 0001016470 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 330714264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2909 DAIMIER ST CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9494421070 MAIL ADDRESS: STREET 1: 2909 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 edgar.xml FORM 4 - X0305 4 2012-05-11 0 0001016470 SRS LABS INC SRSL 0001245443 YAU SAM C/O SRS LABS, INC. 2909 DAIMLER STREET SANTA ANA CA 92705 1 0 0 0 Common Stock 2012-05-11 4 M 0 15000 2.60 A 55000 D Employee Stock Option 2.60 2012-05-11 4 M 0 15000 0 A 2005-06-12 2012-06-12 Common Stock 15000 0 D Granted under the SRS Labs, Inc. Amended and Restated 1996 Nonemployee Directors Stock Option Plan. Cash exercise and HOLD (NO SALE) of expiring options. /s/Gloria Ciancio, attorney-in-fact for Sam Yau 2012-05-14