0001179110-11-014529.txt : 20111028
0001179110-11-014529.hdr.sgml : 20111028
20111028161801
ACCESSION NUMBER: 0001179110-11-014529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20111027
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HICKMAN WINSTON E
CENTRAL INDEX KEY: 0001245444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21123
FILM NUMBER: 111165459
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SRS LABS INC
CENTRAL INDEX KEY: 0001016470
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 330714264
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2909 DAIMIER ST
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9494421070
MAIL ADDRESS:
STREET 1: 2909 DAIMLER ST
CITY: SANTA ANA
STATE: CA
ZIP: 92705
4
1
edgar.xml
FORM 4 -
X0304
4
2011-10-27
0
0001016470
SRS LABS INC
SRSL
0001245444
HICKMAN WINSTON E
C/O SRS LABS, INC.
2909 DAIMLER STREET
SANTA ANA
CA
92705
1
0
0
0
Employee Stock Option
7.39
2011-10-27
4
A
0
25000
0
A
2012-10-27
2021-10-26
Common Stock
25000
25000
D
Nonqualified stock option grant under the SRS Labs, Inc. 2006 Stock Incentive Plan. The option shall vest as follows: 100% of the option shares shall vest on October 27, 2012.
Gloria Ciancio as attorney-in-fact for Winston Hickman
2011-10-28
EX-24
2
exhibit24_wh.txt
POWER OF ATTORNEY
Know all men by these presents, that the undersigned
hereby constitutes and appoints Thomas C.K. Yuen and Gloria
Ciancio, and each of them, signing singly, the undersigned's
true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in
the undersigned's capacity as a greater than 10%
stockholder and/or an officer and/or director of
SRS Labs, Inc. (the "Company"), all statements or
reports under Section 16 of the Securities
Exchange Act of 1934, as amended (the "Exchange
Act") and the rules thereunder with respect to the
beneficial ownership of the securities issued by
the Company, including, without limitation, all
initial statements of beneficial ownership on Form
3, all statements or changes of beneficial
ownership on Form 4, and all annual statements of
beneficial ownership on Form 5 and all other
documents that may be required from time to time
(including, without limitation, all amendments and
supplements to any such statements, documents or
forms), to be filed with the United States
Securities and Exchange Commission (the
"Commission");
(2) do and perform any and all acts for and on behalf
of the undersigned which may be necessary or
desirable to complete and execute any such Form 3,
4, 5 or such other document as may be required
from time to time and timely file such statements,
documents and forms with the Commission and any
stock exchange, or other similar authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the
opinion of any such attorney-in-fact, may be of
benefit to, in the opinion of any such attorney-
in-fact, may be of benefit to, in the best
interest of, or legally required by, the
undersigned, it being understood that the
documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall
contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-
fact's discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and
perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the
exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the
undersigned might or could do if personally present,
with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-
fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by
virtue of this Power of Attorney and the rights and
powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned, are
not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section
16 of the Exchange Act.
This Power of Attorney shall remain in full force
and effect until the undersigned is no longer required
to file Form 3, 4, 5 or other like documents as may be
required from time to time with respect to the
undersigned's holdings of and transactions in
securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed as of this 20th
day of June, 2011.
/s/Winston Hickman_____
Winston Hickman
CONFIRMING STATEMENT
This statement confirms that the undersigned,
Winston Hickman, has authorized Thomas C.K. Yuen and
Gloria Ciancio, and each of them, signing singly, to
execute and file on the undersigned's behalf all Forms
3, 4, and 5 (including any amendments thereto) that the
undersigned may be required to file with the U.S.
Securities and Exchange Commission as a result of the
undersigned's ownership of or transactions in
securities of SRS Labs, Inc. The authority of Thomas
C.K. Yuen and Gloria Ciancio under this statement shall
continue until the undersigned is no longer required to
file Forms 3, 4, and 5 with regard to the undersigned's
ownership of or transactions in securities of SRS Labs,
Inc., unless earlier revoked in writing. The
undersigned acknowledges that Thomas C.K. Yuen and
Gloria Ciancio are not assuming any of the
undersigned's responsibilities to comply with Section
16 of the Securities Exchange Act of 1934.
Dated as of June 20, 2011
__s/Winston Hickman
Winston Hickman
OC/POWER OF ATTORNEY-CURRENT (YUEN AND CIANCIO).DOC
26204.78814
OC/POWER OF ATTORNEY-CURRENT (YUEN AND CIANCIO).DOC
26204.78814
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