-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2SWXT8TFkuOcShV+4HI9X6M3C8NJ088cFIYIDfpMm6SrLR8Y16fKZqgRAyOHNb/ J/y8LuEkrAPOjqHqOOrumw== 0001179110-09-015174.txt : 20091106 0001179110-09-015174.hdr.sgml : 20091106 20091106172232 ACCESSION NUMBER: 0001179110-09-015174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091105 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SRS LABS INC CENTRAL INDEX KEY: 0001016470 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 330714264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2909 DAIMIER ST CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9494421070 MAIL ADDRESS: STREET 1: 2909 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAEMER ALAN D CENTRAL INDEX KEY: 0001247173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21123 FILM NUMBER: 091165816 MAIL ADDRESS: STREET 1: SRS LABS INC STREET 2: 2909 DAIMLER STREET CITY: SANTA ANS STATE: CA ZIP: 92705 4 1 edgar.xml FORM 4 - X0303 4 2009-11-05 0 0001016470 SRS LABS INC SRSL 0001247173 KRAEMER ALAN D C/O SRS LABS,INC. 2909 DAIMLER STREET SANTA ANA CA 92705 0 1 0 0 CTO Common Stock 2009-11-05 4 M 0 10621 3.4375 A 10821 D Common Stock 2009-11-05 4 S 0 10621 7.00 D 200 D Employee Stock Option 3.4375 2009-11-05 4 M 0 10621 0 D 2009-11-09 Common Stock 10621 0 D The option shares are exercisable as follows: 17,500 shares on 11/9/00, 17,500 shares on 11/9/01, 17,500 shares on 11/9/02, and 17,500 shares on 11/9/03. Ulrich E. Gottschling for Alan D. Kraemer 2009-11-06 -----END PRIVACY-ENHANCED MESSAGE-----