8-K 1 e16227_8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2003 SRS LABS, INC. (Exact Name of registrant as specified in its charter) Delaware 0-21123 33-0714264 -------- ------- ---------- (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation) Identification No.) 2909 Daimler Street Santa Ana, California 92705 --------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (949) 442-1070 Not Applicable (Former name or former address, if changed since last report) Item 7. Financial Statements and Exhibits. Exhibit No. Description ----------- ----------- 99 Press Release, dated as of November 13, 2003. Item 12. Results of Operations and Financial Condition. On November 13, 2003, SRS Labs, Inc. (the "Company") issued a press release announcing its operating results for the three and nine months ended September 30, 2003. Attached as Exhibit 99 to this report is a copy of the Company's press release, which is incorporated herein by reference. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SRS LABS, INC, a Delaware corporation Date: November 13, 2003 By: /S/ THOMAS C. K. YUEN ------------------------------------------------- Thomas C. K. Yuen Chairman of the Board and Chief Executive Officer -2-