0001016281-22-000042.txt : 20220225
0001016281-22-000042.hdr.sgml : 20220225
20220225175355
ACCESSION NUMBER: 0001016281-22-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220223
FILED AS OF DATE: 20220225
DATE AS OF CHANGE: 20220225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elliott Paul Donald
CENTRAL INDEX KEY: 0001557459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11961
FILM NUMBER: 22682578
MAIL ADDRESS:
STREET 1: 5219 LAURELWOOD
CITY: KINGWOOD
STATE: TX
ZIP: 77345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIAGE SERVICES INC
CENTRAL INDEX KEY: 0001016281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 760423828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-332-8400
MAIL ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
wf-form4_164582960710972.xml
FORM 4
X0306
4
2022-02-23
0
0001016281
CARRIAGE SERVICES INC
CSV
0001557459
Elliott Paul Donald
3040 POST OAK BLVD.
SUITE 300
HOUSTON
TX
77056
0
0
0
1
Sr. VP and Regional Partner
Common Stock
25726
D
Common Stock
6029
I
Joint with spouse
Stock Options
49.48
2022-02-23
4
A
0
25000
A
2032-02-23
Common Stock
25000.0
25000
D
Performance Award
2024-12-31
Common Stock
32778.0
32778
D
Stock Options
34.79
2031-02-17
Common Stock
50000.0
50000
D
Stock Options
25.43
2028-02-14
Common Stock
16610.0
16610
D
Stock Options
26.54
2027-03-21
Common Stock
38600.0
38600
D
Stock Options
20.06
2026-02-23
Common Stock
17300.0
17300
D
Includes 12,500 shares purchased through the 401(K) on 8/21/14.
Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal increments each year over the next seven years. These options expire on 2/23/2032.
Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vested 20% on 2/17/2022 and will vest in equal 20% increments each year over the next four years. These options expire on 2/17/2031.
Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019, 1/5 on 2/14/2020, 1/5 on 2/14/2021, 1/5 on 2/14/2022 and 1/5 will vest on 2/14/2023. The options expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 1/5 on 3/21/2019, 1/5 on 3/21/2020, 1/5 on 3/21/2021 and 1/5 will vest on 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 vested on 2/23/2018, 1/5 vested on 2/23/2019, 1/5 vested on 2/23/2020 and 1/5 vested on 2/23/2021. These stock options expire on 2/23/2026.
/s/ Paul D. Elliott
2022-02-25