0001016281-21-000178.txt : 20210903
0001016281-21-000178.hdr.sgml : 20210903
20210903161907
ACCESSION NUMBER: 0001016281-21-000178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quezada Carlos R.
CENTRAL INDEX KEY: 0001816945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11961
FILM NUMBER: 211236746
MAIL ADDRESS:
STREET 1: 3040 POST OAK BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIAGE SERVICES INC
CENTRAL INDEX KEY: 0001016281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 760423828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-332-8400
MAIL ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
wf-form4_163070033491755.xml
FORM 4
X0306
4
2021-09-01
0
0001016281
CARRIAGE SERVICES INC
CSV
0001816945
Quezada Carlos R.
3040 POST OAK BLVD.
SUITE 300
HOUSTON
TX
77056
0
1
0
0
EVP & Chief Operating Officer
Common Stock
2021-09-01
4
M
0
6667
18.02
A
11366
D
Common Stock
2021-09-01
4
F
0
2657
47.20
D
8709
D
Common Stock
2021-09-01
4
S
0
4010
47.45
D
4699
D
Stock Options
18.02
2021-09-01
4
M
0
6667
18.02
D
2030-06-25
Common Stock
6667.0
13333
D
Performance Award
2024-12-31
Common Stock
13974.0
13974
D
Stock Options
34.79
2031-02-17
Common Stock
50000.0
50000
D
Represents shares withheld on 9/1/2021 to cover the option price and taxes associated with the exercise of stock options.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.44 to $47.53, inclusive. The reporting person undertakes to provide to Carriage Services, Inc. any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan of which 1/3 vested on 6/25/2021 and 1/3 will vest each year on 6/25/2022 and 6/25/2023. 6,667 options were exercised on 9/1/2021. The options expire on 6/25/2030.
Pursuant to the 2017 Omnibus Plan, the target share awards for the eligible employee will vest on December 31, 2024 if the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of June 25, 2020 and ending on December 31, 2024.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. The options expire on 2/17/2031.
/s/ Carlos Quezada
2021-09-03