0001016281-21-000178.txt : 20210903 0001016281-21-000178.hdr.sgml : 20210903 20210903161907 ACCESSION NUMBER: 0001016281-21-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quezada Carlos R. CENTRAL INDEX KEY: 0001816945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11961 FILM NUMBER: 211236746 MAIL ADDRESS: STREET 1: 3040 POST OAK BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIAGE SERVICES INC CENTRAL INDEX KEY: 0001016281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 760423828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-332-8400 MAIL ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 wf-form4_163070033491755.xml FORM 4 X0306 4 2021-09-01 0 0001016281 CARRIAGE SERVICES INC CSV 0001816945 Quezada Carlos R. 3040 POST OAK BLVD. SUITE 300 HOUSTON TX 77056 0 1 0 0 EVP & Chief Operating Officer Common Stock 2021-09-01 4 M 0 6667 18.02 A 11366 D Common Stock 2021-09-01 4 F 0 2657 47.20 D 8709 D Common Stock 2021-09-01 4 S 0 4010 47.45 D 4699 D Stock Options 18.02 2021-09-01 4 M 0 6667 18.02 D 2030-06-25 Common Stock 6667.0 13333 D Performance Award 2024-12-31 Common Stock 13974.0 13974 D Stock Options 34.79 2031-02-17 Common Stock 50000.0 50000 D Represents shares withheld on 9/1/2021 to cover the option price and taxes associated with the exercise of stock options. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.44 to $47.53, inclusive. The reporting person undertakes to provide to Carriage Services, Inc. any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan of which 1/3 vested on 6/25/2021 and 1/3 will vest each year on 6/25/2022 and 6/25/2023. 6,667 options were exercised on 9/1/2021. The options expire on 6/25/2030. Pursuant to the 2017 Omnibus Plan, the target share awards for the eligible employee will vest on December 31, 2024 if the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of June 25, 2020 and ending on December 31, 2024. Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. The options expire on 2/17/2031. /s/ Carlos Quezada 2021-09-03