0001016281-21-000164.txt : 20210810
0001016281-21-000164.hdr.sgml : 20210810
20210810175207
ACCESSION NUMBER: 0001016281-21-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210806
FILED AS OF DATE: 20210810
DATE AS OF CHANGE: 20210810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elliott Paul Donald
CENTRAL INDEX KEY: 0001557459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11961
FILM NUMBER: 211161278
MAIL ADDRESS:
STREET 1: 5219 LAURELWOOD
CITY: KINGWOOD
STATE: TX
ZIP: 77345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIAGE SERVICES INC
CENTRAL INDEX KEY: 0001016281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 760423828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-332-8400
MAIL ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
wf-form4_162863231172363.xml
FORM 4
X0306
4
2021-08-06
0
0001016281
CARRIAGE SERVICES INC
CSV
0001557459
Elliott Paul Donald
3040 POST OAK BLVD.
SUITE 300
HOUSTON
TX
77056
0
0
0
1
Sr. VP and Regional Partner
Common Stock
2021-08-06
4
M
0
18832
22.58
A
44156
D
Common Stock
2021-08-06
4
F
0
13687
37.06
D
30469
D
Common Stock
2021-08-06
4
S
0
5119
37.05
D
25350
D
Common Stock
6029
I
Joint with spouse
Stock Options
22.58
2021-08-06
4
M
0
18832
22.58
D
2022-02-24
Common Stock
18832.0
0
D
Stock Options
34.79
2031-02-17
Common Stock
50000.0
50000
D
Performance Award
2024-12-31
Common Stock
13974.0
13974
D
Stock Options
25.43
2028-02-14
Common Stock
16610.0
16610
D
Stock Options
26.54
2027-03-21
Common Stock
38600.0
38600
D
Stock Options
20.06
2026-02-23
Common Stock
17300.0
17300
D
Represents shares withheld on 8/6/2021 to cover the option price and taxes associated with the exercise of stock options.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.94 to $37.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.
Stock Options pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan. 38,000 options were granted on 2/24/2015 and 19,168 were previously exercised. The stock options were to expire on 2/24/2022.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These stock options expire on 2/17/2031.
Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
Stock Options granted pursuant to Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019, 2/24/2020 and 2/14/2021 and will vest 1/5 on 2/14/2022 and 2/14/2023. These stock options will expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 3/21/2019, 3/21/2020 and 3/21/2021 and 1/5 will vest on 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
/s/ Paul D. Elliott
2021-08-10