0001016281-20-000115.txt : 20200526 0001016281-20-000115.hdr.sgml : 20200526 20200526194535 ACCESSION NUMBER: 0001016281-20-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200519 FILED AS OF DATE: 20200526 DATE AS OF CHANGE: 20200526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loeffel Michael CENTRAL INDEX KEY: 0001768685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11961 FILM NUMBER: 20912430 MAIL ADDRESS: STREET 1: 25711 HERITAGE MAPLE DR. CITY: SPRING STATE: TX ZIP: 77389 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIAGE SERVICES INC CENTRAL INDEX KEY: 0001016281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 760423828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-332-8400 MAIL ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 wf-form4_159053671758165.xml FORM 4 X0306 4 2020-05-19 0 0001016281 CARRIAGE SERVICES INC CSV 0001768685 Loeffel Michael 3040 POST OAK BLVD. SUITE 300 HOUSTON TX 77056 0 0 0 1 Vice President Common Stock 17587 D Performance Award 2020-05-19 4 A 0 13974 0 A 2024-12-31 Common Stock 13974.0 13974 D Performance Award 2020-05-19 4 D 0 9000 0 D 2024-12-31 Common Stock 9000.0 0 D Performance Award 2020-05-19 4 D 0 10500 0 D 2023-12-31 Common Stock 10500.0 0 D Stock Options 25.43 2028-02-14 Common Stock 9600.0 9600 D Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024 Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019 and 2/14/2020 and 1/5 will vest each year on 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028. /s/ Michael Loeffel 2020-05-26