0001016281-20-000018.txt : 20200218 0001016281-20-000018.hdr.sgml : 20200218 20200218205620 ACCESSION NUMBER: 0001016281-20-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loeffel Michael CENTRAL INDEX KEY: 0001768685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11961 FILM NUMBER: 20627255 MAIL ADDRESS: STREET 1: 25711 HERITAGE MAPLE DR. CITY: SPRING STATE: TX ZIP: 77389 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIAGE SERVICES INC CENTRAL INDEX KEY: 0001016281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 760423828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-332-8400 MAIL ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 wf-form4_158207736310783.xml FORM 4 X0306 4 2020-02-14 0 0001016281 CARRIAGE SERVICES INC CSV 0001768685 Loeffel Michael 3040 POST OAK BLVD. SUITE 300 HOUSTON TX 77056 0 0 0 1 Vice President Common Stock 2020-02-14 4 S 0 252 24.55 D 10978 D Performance Award 2023-12-31 Common Stock 10500.0 10500 D Stock Options 2028-02-14 Common Stock 9600.0 9600 D Represents shares withheld on February 14, 2020 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018. Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019, 1/5 vested on 2/14/2020 and 1/5 will vest on 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028. /s/ Michael Loeffel 2020-02-18