0001016281-18-000140.txt : 20181203
0001016281-18-000140.hdr.sgml : 20181203
20181203173537
ACCESSION NUMBER: 0001016281-18-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181129
FILED AS OF DATE: 20181203
DATE AS OF CHANGE: 20181203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brink Carl Benjamin
CENTRAL INDEX KEY: 0001643336
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11961
FILM NUMBER: 181214888
MAIL ADDRESS:
STREET 1: 28634 PLEASANT FOREST DRIVE
CITY: KATY
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIAGE SERVICES INC
CENTRAL INDEX KEY: 0001016281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 760423828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-332-8400
MAIL ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
wf-form4_154387652090159.xml
FORM 4
X0306
4
2018-11-29
0
0001016281
CARRIAGE SERVICES INC
CSV
0001643336
Brink Carl Benjamin
28634 PLEASANT FOREST DRIVE
KATY
TX
77494
0
1
0
0
Chief Financial Officer
Common Stock
21583
D
Performance Award
2018-11-29
4
D
0
7980
0
D
2022-12-31
Common Stock
7980.0
0
D
Performance Award
2018-11-29
4
D
0
7920
0
D
2021-12-31
Common Stock
7920.0
0
D
Performance Award
2018-11-29
4
D
0
3100
0
D
2020-12-31
Common Stock
3100.0
0
D
Stock Options
25.43
2028-02-14
Common Stock
15000.0
15000
D
Stock Options
26.54
2027-03-21
Common Stock
34900.0
34900
D
Stock Options
20.06
2026-02-23
Common Stock
10000.0
10000
D
Stock Options
22.58
2022-02-24
Common Stock
22000.0
22000
D
The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares.
Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and 1/5 will vest on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
/s/ Carl B. Brink
2018-12-03