0001016281-15-000090.txt : 20150529 0001016281-15-000090.hdr.sgml : 20150529 20150529161706 ACCESSION NUMBER: 0001016281-15-000090 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150529 DATE AS OF CHANGE: 20150529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIAGE SERVICES INC CENTRAL INDEX KEY: 0001016281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 760423828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-332-8475 MAIL ADDRESS: STREET 1: 3040 POST OAK BOULEVARD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brink Carl Benjamin CENTRAL INDEX KEY: 0001643336 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11961 FILM NUMBER: 15899790 MAIL ADDRESS: STREET 1: 28634 PLEASANT FOREST DRIVE CITY: KATY STATE: TX ZIP: 77056 3 1 wf-form3_143293061453643.xml FORM 3 X0206 3 2015-05-21 0 0001016281 CARRIAGE SERVICES INC CSV 0001643336 Brink Carl Benjamin 28634 PLEASANT FOREST DRIVE KATY TX 77494 0 1 0 0 Principal Financial Officer Common Stock 3799 D Stock Options 16.73 2018-05-22 Common Stock 10000.0 D Stock Options 20.26 2019-02-25 Common Stock 12000.0 D Stock Options 22.58 2022-02-24 Common Stock 22000.0 D Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 15,000 options on 5/22/2013, of which 5,000 options vested on 5/22/2014 and were exercised on 3/26/2015, 5,000 options vested and became exercisable on 5/22/2015 and 5,000 options that vest on 5/22/2016. The options expire on 5/22/2018. Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 18,000 options on 02/25/2014, of which 6,000 options vested on 02/25/2015 and were exercised on 3/26/2015, 6,000 options vest on 02/25/2016 and 6,000 options that vest on 02/25/2017. The options expire on 02/25/2019. Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/25/2018. These stock options expire on 02/24/2022. /s/ Carl B. Brink 2015-05-29