-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTkmfqXO3Kgbw4tmPas3mdLAQzguX5TFCy9CYBuBQc9p/JECqZtBjCWsEHYYPBZ3 gYcv9d9zqK23S1O5FrlB6w== 0001116679-07-002456.txt : 20070913 0001116679-07-002456.hdr.sgml : 20070913 20070913215601 ACCESSION NUMBER: 0001116679-07-002456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070911 FILED AS OF DATE: 20070913 DATE AS OF CHANGE: 20070913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAMSON EDWARD J CENTRAL INDEX KEY: 0001016268 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116378 BUSINESS ADDRESS: BUSINESS PHONE: 2129356144 MAIL ADDRESS: STREET 1: C/O BATTLE FOWLER LLP STREET 2: 135 EAST 57TH STREET 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAUTILUS, INC. CENTRAL INDEX KEY: 0001078207 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 943002667 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16400 SE NAUTILUS DRIVE CITY: VANCOUVER STATE: WA ZIP: 98683 BUSINESS PHONE: 3606947722 MAIL ADDRESS: STREET 1: 16400 SE NAUTILUS DRIVE CITY: VANCOUVER STATE: WA ZIP: 98683 FORMER COMPANY: FORMER CONFORMED NAME: NAUTILUS GROUP INC DATE OF NAME CHANGE: 20020523 FORMER COMPANY: FORMER CONFORMED NAME: DIRECT FOCUS INC DATE OF NAME CHANGE: 19990202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors Management LP CENTRAL INDEX KEY: 0001406672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116383 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Strategic Fund A, LLC CENTRAL INDEX KEY: 0001406674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116381 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors LP CENTRAL INDEX KEY: 0001406888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116384 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors GP, LLC CENTRAL INDEX KEY: 0001373507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116385 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nottingham Investors LLC CENTRAL INDEX KEY: 0001406669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116379 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Strategic Fund B, LLC CENTRAL INDEX KEY: 0001406670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116380 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors Management GP, LLC CENTRAL INDEX KEY: 0001406671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071116382 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-11 0001078207 NAUTILUS, INC. NLS 0001373507 Sherborne Investors GP, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406888 Sherborne Investors LP 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406672 Sherborne Investors Management LP 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406671 Sherborne Investors Management GP, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406674 Sherborne Strategic Fund A, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406670 Sherborne Strategic Fund B, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406669 Nottingham Investors LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001016268 BRAMSON EDWARD J 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 Common Stock 2007-09-11 4 P 0 100000 A 7105455 I See footnote Common Stock 2007-09-12 4 P 0 200000 A 7305455 I See footnote See Joint Filer Information on Exhibit 99.1 for information with respect to the nature of Sherborne Investors GP, LLC's indirect ownership, details of its purchases and the persons jointly filing this report. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Remarks: Exhibit List Exhibit 99.1 - Joint Filer Information /s/ Gerard L. Eastman, attorney in fact 2007-09-13 EX-99 2 ex99-1.txt EX. 99.1: JOINT FILER INFORMATION Exhibit 99.1 Form 4 Joint Filer Information Names of the Reporting Persons: o Sherborne Investors LP, a Delaware limited partnership and managing member of each of the Funds (as defined below) ("Managing Member"); o Sherborne Investors GP, LLC, a Delaware limited liability company and general partner of the Managing Member ("Sherborne Investors GP"); o Sherborne Investors Management LP, a Delaware limited partnership and investment manager to the Funds ("Sherborne Management"); o Sherborne Investors Management GP, LLC, a Delaware limited liability company and general partner of Sherborne Management ("Sherborne Management GP"); o Sherborne Strategic Fund A, LLC, a Delaware limited liability company ("Strategic Fund A"); o Sherborne Strategic Fund B, LLC, a Delaware limited liability company ("Strategic Fund B"); o Nottingham Investors LLC, a Delaware limited liability company ("Nottingham" and, together with Strategic Fund A and Strategic Fund B, the "Funds"); and o Edward J. Bramson, the managing member of Sherborne Investors GP and Sherborne Management GP ("Bramson"). Address for each of the Reporting 135 East 57th Street, New York, NY 10022 Persons: Date of Earliest Transaction Required September 11, 2007 to be Reported: Designated Filer for each of the Sherborne Investors GP, LLC Reporting Persons: Issuer & Ticker Symbol for each of Nautilus, Inc.; NLS the Reporting Persons: Title of Security for each of the Common Stock, no par value (the Reporting Persons: "Shares") Transaction Code for each of the P Reporting Persons: Securities Acquired(1): o Strategic Fund A directly acquired Shares as follows: Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions - ------------------- --------------------- -------------- --------------------- 9/11/2007 239.316 $ 8.640 598,995.555 9/11/2007 68.376 $ 8.690 599,063.931 9/11/2007 8.547 $ 8.700 599,072.478 9/11/2007 299.145 $ 8.710 599,371.623 9/11/2007 700.854 $ 8.720 600,072.477 9/11/2007 299.145 $ 8.740 600,371.622 9/11/2007 128.205 $ 8.745 600,499.827 9/11/2007 794.871 $ 8.750 601,294.698 9/11/2007 6.667 $ 8.910 601,301.364 9/11/2007 506.153 $ 8.930 601,807.518 9/11/2007 119.658 $ 8.940 601,927.176 9/11/2007 692.307 $ 8.950 602,619.483 9/11/2007 3,324.783 $ 8.960 605,944.266 9/11/2007 111.111 $ 8.965 606,055.377 9/11/2007 675.213 $ 8.970 606,730.590 9/11/2007 85.470 $ 8.975 606,816.060 9/11/2007 145.299 $ 8.990 606,961.359 9/11/2007 341.880 $ 9.000 607,303.239 9/12/2007 1,615.383 $ 8.590 608,918.622 9/12/2007 7,863.240 $ 8.600 616,781.862 9/12/2007 17.094 $ 8.605 616,798.956 9/12/2007 1,760.682 $ 8.610 618,559.638 9/12/2007 726.495 $ 8.620 619,286.133 9/12/2007 94.017 $ 8.630 619,380.150 9/12/2007 51.282 $ 8.640 619,431.432 9/12/2007 5.983 $ 8.670 619,437.415 9/12/2007 88.034 $ 8.680 619,525.449 9/12/2007 19.829 $ 8.695 619,545.278 9/12/2007 256.410 $ 8.700 619,801.688 9/12/2007 51.282 $ 8.720 619,852.970 9/12/2007 17.094 $ 8.740 619,870.064 9/12/2007 322.051 $ 8.750 620,192.115 9/12/2007 461.538 $ 8.770 620,653.653 9/12/2007 1,487.178 $ 8.780 622,140.831 9/12/2007 205.128 $ 8.790 622,345.959 9/12/2007 222.222 $ 8.800 622,568.181 9/12/2007 34.188 $ 8.810 622,602.369 9/12/2007 273.504 $ 8.815 622,875.873 9/12/2007 376.068 $ 8.820 623,251.941 9/12/2007 8.547 $ 8.831 623,260.488 9/12/2007 239.316 $ 8.850 623,499.804 9/12/2007 8.547 $ 8.855 623,508.351 9/12/2007 410.256 $ 8.860 623,918.607 9/12/2007 76.923 $ 8.870 623,995.530 9/12/2007 17.094 $ 8.880 624,012.624 9/12/2007 282.051 $ 8.890 624,294.675 9/12/2007 25.641 $ 8.900 624,320.316 9/12/2007 68.376 $ 8.910 624,388.692 9/12/2007 8.547 $ 8.990 624,397.239 o Strategic Fund B directly acquired Shares as follows: Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions - ------------------- --------------------- -------------- --------------------- 9/11/2007 358.974 $ 8.640 898,493.332 9/11/2007 102.564 $ 8.690 898,595.896 9/11/2007 12.821 $ 8.700 898,608.717 9/11/2007 448.718 $ 8.710 899,057.434 9/11/2007 1,051.281 $ 8.720 900,108.715 9/11/2007 448.718 $ 8.740 900,557.433 9/11/2007 192.308 $ 8.745 900,749.740 9/11/2007 1,192.307 $ 8.750 901,942.047 9/11/2007 10.000 $ 8.910 901,952.047 9/11/2007 759.230 $ 8.930 902,711.277 9/11/2007 179.487 $ 8.940 902,890.764 9/11/2007 1,038.461 $ 8.950 903,929.224 9/11/2007 4,987.175 $ 8.960 908,916.399 9/11/2007 166.667 $ 8.965 909,083.065 9/11/2007 1,012.820 $ 8.970 910,095.885 9/11/2007 128.205 $ 8.975 910,224.090 9/11/2007 217.949 $ 8.990 910,442.038 9/11/2007 512.820 $ 9.000 910,954.858 9/12/2007 2,423.075 $ 8.590 913,377.933 9/12/2007 11,794.860 $ 8.600 925,172.793 9/12/2007 25.641 $ 8.605 925,198.434 9/12/2007 2,641.023 $ 8.610 927,839.457 9/12/2007 1,089.743 $ 8.620 928,929.199 9/12/2007 141.026 $ 8.630 929,070.225 9/12/2007 76.923 $ 8.640 929,147.148 9/12/2007 8.974 $ 8.670 929,156.122 9/12/2007 132.051 $ 8.680 929,288.173 9/12/2007 29.744 $ 8.695 929,317.917 9/12/2007 384.615 $ 8.700 929,702.532 9/12/2007 76.923 $ 8.720 929,779.455 9/12/2007 25.641 $ 8.740 929,805.096 9/12/2007 483.076 $ 8.750 930,288.172 9/12/2007 692.307 $ 8.770 930,980.479 9/12/2007 2,230.767 $ 8.780 933,211.246 9/12/2007 307.692 $ 8.790 933,518.938 9/12/2007 333.333 $ 8.800 933,852.271 9/12/2007 51.282 $ 8.810 933,903.553 9/12/2007 410.256 $ 8.815 934,313.809 9/12/2007 564.102 $ 8.820 934,877.911 9/12/2007 12.821 $ 8.831 934,890.732 9/12/2007 358.974 $ 8.850 935,249.706 9/12/2007 12.821 $ 8.855 935,262.526 9/12/2007 615.384 $ 8.860 935,877.910 9/12/2007 115.385 $ 8.870 935,993.295 9/12/2007 25.641 $ 8.880 936,018.936 9/12/2007 423.077 $ 8.890 936,442.012 9/12/2007 38.462 $ 8.900 936,480.474 9/12/2007 102.564 $ 8.910 936,583.038 9/12/2007 12.821 $ 8.990 936,595.858 o Nottingham directly acquired Shares as follows: Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions - ------------------- --------------------- -------------- --------------------- 9/11/2007 2,201.710 $ 8.640 5,510,766.110 9/11/2007 629.060 $ 8.690 5,511,395.170 9/11/2007 78.633 $ 8.700 5,511,473.803 9/11/2007 2,752.138 $ 8.710 5,514,225.940 9/11/2007 6,447.865 $ 8.720 5,520,673.805 9/11/2007 2,752.138 $ 8.740 5,523,425.943 9/11/2007 1,179.488 $ 8.745 5,524,605.430 9/11/2007 7,312.823 $ 8.750 5,531,918.253 9/11/2007 61.333 $ 8.910 5,531,979.586 9/11/2007 4,656.617 $ 8.930 5,536,636.203 9/11/2007 1,100.855 $ 8.940 5,537,737.058 9/11/2007 6,369.233 $ 8.950 5,544,106.290 9/11/2007 30,588.043 $ 8.960 5,574,694.333 9/11/2007 1,022.223 $ 8.965 5,575,716.555 9/11/2007 6,211.968 $ 8.970 5,581,928.523 9/11/2007 786.325 $ 8.975 5,582,714.848 9/11/2007 1,336.753 $ 8.990 5,584,051.600 9/11/2007 3,145.300 $ 9.000 5,587,196.900 9/12/2007 14,861.543 $ 8.590 5,602,058.443 9/12/2007 72,341.900 $ 8.600 5,674,400.343 9/12/2007 157.265 $ 8.605 5,674,557.608 9/12/2007 16,198.295 $ 8.610 5,690,755.903 9/12/2007 6,683.763 $ 8.620 5,697,439.665 9/12/2007 864.958 $ 8.630 5,698,304.623 9/12/2007 471.795 $ 8.640 5,698,776.418 9/12/2007 55.043 $ 8.670 5,698,831.460 9/12/2007 809.915 $ 8.680 5,699,641.375 9/12/2007 182.427 $ 8.695 5,699,823.803 9/12/2007 2,358.975 $ 8.700 5,702,182.778 9/12/2007 471.795 $ 8.720 5,702,654.573 9/12/2007 157.265 $ 8.740 5,702,811.838 9/12/2007 2,962.873 $ 8.750 5,705,774.710 9/12/2007 4,246.155 $ 8.770 5,710,020.865 9/12/2007 13,682.055 $ 8.780 5,723,702.920 9/12/2007 1,887.180 $ 8.790 5,725,590.100 9/12/2007 2,044.445 $ 8.800 5,727,634.545 9/12/2007 314.530 $ 8.810 5,727,949.075 9/12/2007 2,516.240 $ 8.815 5,730,465.315 9/12/2007 3,459.830 $ 8.820 5,733,925.145 9/12/2007 78.633 $ 8.831 5,734,003.778 9/12/2007 2,201.710 $ 8.850 5,736,205.488 9/12/2007 78.633 $ 8.855 5,736,284.120 9/12/2007 3,774.360 $ 8.860 5,740,058.480 9/12/2007 707.693 $ 8.870 5,740,766.173 9/12/2007 157.265 $ 8.880 5,740,923.438 9/12/2007 2,594.873 $ 8.890 5,743,518.310 9/12/2007 235.898 $ 8.900 5,743,754.208 9/12/2007 629.060 $ 8.910 5,744,383.268 9/12/2007 78.633 $ 8.990 5,744,461.900 o Each of (i) the Managing Member, as the managing member of the Funds, (ii) Sherborne Investors GP, as the general partner of the Managing Member and (iii) Bramson, as the managing member of Sherborne Investors GP, indirectly acquired the Shares that were directly acquired by the Funds as follows: Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions - ------------------- --------------------- -------------- --------------------- 9/11/2007 2,800 $ 8.640 7,008,255.000 9/11/2007 800 $ 8.690 7,009,055.000 9/11/2007 100 $ 8.700 7,009,155.000 9/11/2007 3,500 $ 8.710 7,012,655.000 9/11/2007 8,200 $ 8.720 7,020,855.000 9/11/2007 3,500 $ 8.740 7,024,355.000 9/11/2007 1,500 $ 8.745 7,025,855.000 9/11/2007 9,300 $ 8.750 7,035,155.000 9/11/2007 78 $ 8.910 7,035,233.000 9/11/2007 5,922 $ 8.930 7,041,155.000 9/11/2007 1,400 $ 8.940 7,042,555.000 9/11/2007 8,100 $ 8.950 7,050,655.000 9/11/2007 38,900 $ 8.960 7,089,555.000 9/11/2007 1,300 $ 8.965 7,090,855.000 9/11/2007 7,900 $ 8.970 7,098,755.000 9/11/2007 1,000 $ 8.975 7,099,755.000 9/11/2007 1,700 $ 8.990 7,101,455.000 9/11/2007 4,000 $ 9.000 7,105,455.000 9/12/2007 18,900 $ 8.590 7,124,355.000 9/12/2007 92,000 $ 8.600 7,216,355.000 9/12/2007 200 $ 8.605 7,216,555.000 9/12/2007 20,600 $ 8.610 7,237,155.000 9/12/2007 8,500 $ 8.620 7,245,655.000 9/12/2007 1,100 $ 8.630 7,246,755.000 9/12/2007 600 $ 8.640 7,247,355.000 9/12/2007 70 $ 8.670 7,247,425.000 9/12/2007 1,030 $ 8.680 7,248,455.000 9/12/2007 232 $ 8.695 7,248,687.000 9/12/2007 3,000 $ 8.700 7,251,687.000 9/12/2007 600 $ 8.720 7,252,287.000 9/12/2007 200 $ 8.740 7,252,487.000 9/12/2007 3,768 $ 8.750 7,256,255.000 9/12/2007 5,400 $ 8.770 7,261,655.000 9/12/2007 17,400 $ 8.780 7,279,055.000 9/12/2007 2,400 $ 8.790 7,281,455.000 9/12/2007 2,600 $ 8.800 7,284,055.000 9/12/2007 400 $ 8.810 7,284,455.000 9/12/2007 3,200 $ 8.815 7,287,655.000 9/12/2007 4,400 $ 8.820 7,292,055.000 9/12/2007 100 $ 8.831 7,292,155.000 9/12/2007 2,800 $ 8.850 7,294,955.000 9/12/2007 100 $ 8.855 7,295,055.000 9/12/2007 4,800 $ 8.860 7,299,855.000 9/12/2007 900 $ 8.870 7,300,755.000 9/12/2007 200 $ 8.880 7,300,955.000 9/12/2007 3,300 $ 8.890 7,304,255.000 9/12/2007 300 $ 8.900 7,304,555.000 9/12/2007 800 $ 8.910 7,305,355.000 9/12/2007 100 $ 8.990 7,305,455.000 o Sherborne Management, as the investment manager to the Funds that only receives an asset-based fee, beneficially owns 0 Shares. o Sherborne Management GP, as the general partner of Sherborne Management, beneficially owns 0 Shares. - ----------------- (1) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----