-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MjVc+KzKrUqU+5P16VzV9g/XYYUWcnOP1Lvk5VW6kXMmVQtAmaCihazm/m+1ZXgT I2qRwY0UcFC/eq6NNV1lug== 0001116679-07-002354.txt : 20070904 0001116679-07-002354.hdr.sgml : 20070903 20070904160654 ACCESSION NUMBER: 0001116679-07-002354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070830 FILED AS OF DATE: 20070904 DATE AS OF CHANGE: 20070904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAUTILUS, INC. CENTRAL INDEX KEY: 0001078207 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 943002667 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16400 SE NAUTILUS DRIVE CITY: VANCOUVER STATE: WA ZIP: 98683 BUSINESS PHONE: 3606947722 MAIL ADDRESS: STREET 1: 16400 SE NAUTILUS DRIVE CITY: VANCOUVER STATE: WA ZIP: 98683 FORMER COMPANY: FORMER CONFORMED NAME: NAUTILUS GROUP INC DATE OF NAME CHANGE: 20020523 FORMER COMPANY: FORMER CONFORMED NAME: DIRECT FOCUS INC DATE OF NAME CHANGE: 19990202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAMSON EDWARD J CENTRAL INDEX KEY: 0001016268 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097095 BUSINESS ADDRESS: BUSINESS PHONE: 2129356144 MAIL ADDRESS: STREET 1: C/O BATTLE FOWLER LLP STREET 2: 135 EAST 57TH STREET 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Strategic Fund B, LLC CENTRAL INDEX KEY: 0001406670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097097 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Strategic Fund A, LLC CENTRAL INDEX KEY: 0001406674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097098 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors Management GP, LLC CENTRAL INDEX KEY: 0001406671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097099 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors LP CENTRAL INDEX KEY: 0001406888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097100 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors GP, LLC CENTRAL INDEX KEY: 0001373507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097101 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nottingham Investors LLC CENTRAL INDEX KEY: 0001406669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097096 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherborne Investors Management LP CENTRAL INDEX KEY: 0001406672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31321 FILM NUMBER: 071097102 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 735-1000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-30 0001078207 NAUTILUS, INC. NLS 0001373507 Sherborne Investors GP, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406888 Sherborne Investors LP 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406672 Sherborne Investors Management LP 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406671 Sherborne Investors Management GP, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406674 Sherborne Strategic Fund A, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406670 Sherborne Strategic Fund B, LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001406669 Nottingham Investors LLC 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 0001016268 BRAMSON EDWARD J 135 EAST 57TH STREET NEW YORK NY 10022 0 0 1 0 Common Stock 2007-08-30 4 P 0 90476 A 6915155 I See footnote Common Stock 2007-08-31 4 P 0 90300 A 7005455 I See footnote See Joint Filer Information on Exhibit 99.1 for information with respect to the nature of Sherborne Investors GP, LLC's indirect ownership, details of its purchases and the persons jointly filing this report. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Remarks: Exhibit List Exhibit 99.1 - Joint Filer Information /s/ Gerard L. Eastman, attorney in fact 2007-09-04 EX-99 2 ex99-1.txt EX. 99.1: JOINT FILER INFORMATION Exhibit 99.1 Form 4 Joint Filer Information Names of the Reporting Persons: o Sherborne Investors LP, a Delaware limited partnership and managing member of each of the Funds (as defined below) ("Managing Member"); o Sherborne Investors GP, LLC, a Delaware limited liability company and general partner of the Managing Member ("Sherborne Investors GP"); o Sherborne Investors Management LP, a Delaware limited partnership and investment manager to the Funds ("Sherborne Management"); o Sherborne Investors Management GP, LLC, a Delaware limited liability company and general partner of Sherborne Management ("Sherborne Management GP"); o Sherborne Strategic Fund A, LLC, a Delaware limited liability company ("Strategic Fund A"); o Sherborne Strategic Fund B, LLC, a Delaware limited liability company ("Strategic Fund B"); o Nottingham Investors LLC, a Delaware limited liability company ("Nottingham" and, together with Strategic Fund A and Strategic Fund B, the "Funds"); and o Edward J. Bramson, the managing member of Sherborne Investors GP and Sherborne Management GP ("Bramson"). Address for each of the Reporting 135 East 57th Street, New York, NY 10022 Persons: Date of Earliest Transaction Required August 30, 2007 to be Reported: Designated Filer for each of the Sherborne Investors GP, LLC Reporting Persons: Issuer & Ticker Symbol for each of Nautilus, Inc.; NLS the Reporting Persons: Title of Security for each of the Common Stock, no par value (the Reporting Persons: "Shares") Transaction Code for each of the P Reporting Persons: Securities Acquired(1): o Strategic Fund A directly acquired Shares as follows:
Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions ------------------------ --------------------- -------------- ------------------------ 8/30/2007 17.094 $ 8.900 583,322.408 8/30/2007 60.085 $ 8.940 583,382.493 8/30/2007 470.085 $ 8.950 583,852.578 8/30/2007 51.282 $ 8.990 583,903.860 8/30/2007 145.726 $ 9.000 584,049.587 8/30/2007 17.094 $ 9.010 584,066.681 8/30/2007 25.641 $ 9.020 584,092.322 8/30/2007 145.299 $ 9.050 584,237.621 8/30/2007 8.547 $ 9.170 584,246.168 8/30/2007 128.205 $ 9.190 584,374.373
8/30/2007 1,024.956 $ 9.200 585,399.329 8/30/2007 237.094 $ 9.220 585,636.423 8/30/2007 42.735 $ 9.230 585,679.158 8/30/2007 196.752 $ 9.240 585,875.910 8/30/2007 5,162.388 $ 9.250 591,038.298 8/31/2007 8.547 $ 9.380 591,046.845 8/31/2007 17.094 $ 9.395 591,063.939 8/31/2007 239.316 $ 9.400 591,303.255 8/31/2007 170.940 $ 9.420 591,474.195 8/31/2007 470.085 $ 9.450 591,944.280 8/31/2007 367.521 $ 9.460 592,311.801 8/31/2007 461.538 $ 9.470 592,773.339 8/31/2007 85.470 $ 9.480 592,858.809 8/31/2007 418.803 $ 9.490 593,277.612 8/31/2007 666.666 $ 9.500 593,944.278 8/31/2007 17.094 $ 9.510 593,961.372 8/31/2007 196.581 $ 9.520 594,157.953 8/31/2007 153.846 $ 9.530 594,311.799
8/31/2007 606.837 $ 9.540 594,918.636 8/31/2007 333.333 $ 9.550 595,251.969 8/31/2007 102.564 $ 9.560 595,354.533 8/31/2007 59.829 $ 9.570 595,414.362 8/31/2007 94.017 $ 9.580 595,508.379 8/31/2007 564.102 $ 9.590 596,072.481 8/31/2007 17.094 $ 9.595 596,089.575 8/31/2007 2,666.664 $ 9.600 598,756.239
o Strategic Fund B directly acquired Shares as follows:
Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions ------------------------ --------------------- -------------- ------------------------ 8/30/2007 25.641 $ 8.900 874,983.612 8/30/2007 90.128 $ 8.940 875,073.740 8/30/2007 705.128 $ 8.950 875,778.868 8/30/2007 76.923 $ 8.990 875,855.791 8/30/2007 218.590 $ 9.000 876,074.380
8/30/2007 25.641 $ 9.010 876,100.021 8/30/2007 38.462 $ 9.020 876,138.483 8/30/2007 217.949 $ 9.050 876,356.431 8/30/2007 12.821 $ 9.170 876,369.252 8/30/2007 192.308 $ 9.190 876,561.559 8/30/2007 1,537.434 $ 9.200 878,098.994 8/30/2007 355.641 $ 9.220 878,454.634 8/30/2007 64.103 $ 9.230 878,518.737 8/30/2007 295.128 $ 9.240 878,813.865 8/30/2007 7,743.582 $ 9.250 886,557.447 8/31/2007 12.821 $ 9.380 886,570.267 8/31/2007 25.641 $ 9.395 886,595.908 8/31/2007 358.974 $ 9.400 886,954.882 8/31/2007 256.410 $ 9.420 887,211.292 8/31/2007 705.128 $ 9.450 887,916.420 8/31/2007 551.282 $ 9.460 888,467.701 8/31/2007 692.307 $ 9.470 889,160.008 8/31/2007 128.205 $ 9.480 889,288.213 8/31/2007 628.205 $ 9.490 889,916.418
8/31/2007 999.999 $ 9.500 890,916.417 8/31/2007 25.641 $ 9.510 890,942.058 8/31/2007 294.872 $ 9.520 891,236.929 8/31/2007 230.769 $ 9.530 891,467.698 8/31/2007 910.256 $ 9.540 892,377.954 8/31/2007 500.000 $ 9.550 892,877.953 8/31/2007 153.846 $ 9.560 893,031.799 8/31/2007 89.744 $ 9.570 893,121.543 8/31/2007 141.026 $ 9.580 893,262.568 8/31/2007 846.153 $ 9.590 894,108.721 8/31/2007 25.641 $ 9.595 894,134.362 8/31/2007 3,999.996 $ 9.600 898,134.358
o Nottingham directly acquired Shares as follows:
Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions ------------------------ --------------------- -------------- ------------------------ 8/30/2007 157.265 $ 8.900 5,366,572.978
8/30/2007 552.786 $ 8.940 5,367,125.764 8/30/2007 4,324.788 $ 8.950 5,371,450.552 8/30/2007 471.795 $ 8.990 5,371,922.347 8/30/2007 1,340.684 $ 9.000 5,373,263.031 8/30/2007 157.265 $ 9.010 5,373,420.296 8/30/2007 235.898 $ 9.020 5,373,656.194 8/30/2007 1,336.753 $ 9.050 5,374,992.946 8/30/2007 78.633 $ 9.170 5,375,071.579 8/30/2007 1,179.488 $ 9.190 5,376,251.066 8/30/2007 9,429.609 $ 9.200 5,385,680.676 8/30/2007 2,181.266 $ 9.220 5,387,861.941 8/30/2007 393.163 $ 9.230 5,388,255.104 8/30/2007 1,810.120 $ 9.240 5,390,065.224 8/30/2007 47,494.029 $ 9.250 5,437,559.253 8/31/2007 78.633 $ 9.380 5,437,637.885 8/31/2007 157.265 $ 9.395 5,437,795.150 8/31/2007 2,201.710 $ 9.400 5,439,996.860 8/31/2007 1,572.650 $ 9.420 5,441,569.510
8/31/2007 4,324.788 $ 9.450 5,445,894.298 8/31/2007 3,381.198 $ 9.460 5,449,275.495 8/31/2007 4,246.155 $ 9.470 5,453,521.650 8/31/2007 786.325 $ 9.480 5,454,307.975 8/31/2007 3,852.993 $ 9.490 5,458,160.968 8/31/2007 6,133.335 $ 9.500 5,464,294.303 8/31/2007 157.265 $ 9.510 5,464,451.568 8/31/2007 1,808.548 $ 9.520 5,466,260.115 8/31/2007 1,415.385 $ 9.530 5,467,675.500 8/31/2007 5,582.908 $ 9.540 5,473,258.408 8/31/2007 3,066.668 $ 9.550 5,476,325.075 8/31/2007 943.590 $ 9.560 5,477,268.665 8/31/2007 550.428 $ 9.570 5,477,819.093 8/31/2007 864.958 $ 9.580 5,478,684.050 8/31/2007 5,189.745 $ 9.590 5,483,873.795 8/31/2007 157.265 $ 9.595 5,484,031.060 8/31/2007 24,533.339 $ 9.600 5,508,564.399
o Each of (i) the Managing Member, as the managing member of the Funds, (ii) Sherborne Investors GP, as the general partner of the Managing Member and (iii) Bramson, as the managing member of Sherborne Investors GP, indirectly acquired the Shares that were directly acquired by the Funds as follows:
Amount of Securities Beneficially Owned Amount of Securities Following Reported Transaction Date Acquired Price Transactions ------------------------ --------------------- -------------- ------------------------ 8/30/2007 200 $ 8.900 6,824,879.000 8/30/2007 703 $ 8.940 6,825,582.000 8/30/2007 5,500 $ 8.950 6,831,082.000 8/30/2007 600 $ 8.990 6,831,682.000 8/30/2007 1,705 $ 9.000 6,833,387.000 8/30/2007 200 $ 9.010 6,833,587.000 8/30/2007 300 $ 9.020 6,833,887.000 8/30/2007 1,700 $ 9.050 6,835,587.000 8/30/2007 100 $ 9.170 6,835,687.000 8/30/2007 1,500 $ 9.190 6,837,187.000 8/30/2007 11,992 $ 9.200 6,849,179.000 8/30/2007 2,774 $ 9.220 6,851,953.000 8/30/2007 500 $ 9.230 6,852,453.000
8/30/2007 2,302 $ 9.240 6,854,755.000 8/30/2007 60,400 $ 9.250 6,915,155.000 8/31/2007 100 $ 9.380 6,915,255.000 8/31/2007 200 $ 9.395 6,915,455.000 8/31/2007 2,800 $ 9.400 6,918,255.000 8/31/2007 2,000 $ 9.420 6,920,255.000 8/31/2007 5,500 $ 9.450 6,925,755.000 8/31/2007 4,300 $ 9.460 6,930,055.000 8/31/2007 5,400 $ 9.470 6,935,455.000 8/31/2007 1,000 $ 9.480 6,936,455.000 8/31/2007 4,900 $ 9.490 6,941,355.000 8/31/2007 7,800 $ 9.500 6,949,155.000 8/31/2007 200 $ 9.510 6,949,355.000 8/31/2007 2,300 $ 9.520 6,951,655.000 8/31/2007 1,800 $ 9.530 6,953,455.000 8/31/2007 7,100 $ 9.540 6,960,555.000 8/31/2007 3,900 $ 9.550 6,964,455.000 8/31/2007 1,200 $ 9.560 6,965,655.000
8/31/2007 700 $ 9.570 6,966,355.000 8/31/2007 1,100 $ 9.580 6,967,455.000 8/31/2007 6,600 $ 9.590 6,974,055.000 8/31/2007 200 $ 9.595 6,974,255.000 8/31/2007 31,200 $ 9.600 7,005,455.000
o Sherborne Management, as the investment manager to the Funds that only receives an asset-based fee, beneficially owns 0 Shares. o Sherborne Management GP, as the general partner of Sherborne Management, beneficially owns 0 Shares. - ----------------- (1) Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Sherborne Investors LP /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date Sherborne Investors Management LP /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date Sherborne Investors Management GP, LLC /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date Sherborne Strategic Fund A, LLC /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date Sherborne Strategic Fund B, LLC /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date Nottingham Investors LLC /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date Edward J. Bramson /s/ Gerard L. Eastman, Attorney-in-Fact September 4, 2007 ----------------------------------------------- ------------------------------ **Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
-----END PRIVACY-ENHANCED MESSAGE-----