0001140361-16-062796.txt : 20160502 0001140361-16-062796.hdr.sgml : 20160502 20160502163043 ACCESSION NUMBER: 0001140361-16-062796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC CENTRAL INDEX KEY: 0001016178 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133904174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 BUSINESS PHONE: 2128764747 MAIL ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ritter Thomas K CENTRAL INDEX KEY: 0001363008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13007 FILM NUMBER: 161612032 MAIL ADDRESS: STREET 1: 120 CAMBRIDGE AVENUE CITY: LINWOOD STATE: NJ ZIP: 08221 4 1 doc1.xml FORM 4 X0306 4 2016-05-02 1 0001016178 CARVER BANCORP INC CBNJ 0001363008 Ritter Thomas K 225 NORTH MAIN STREET CAPE MAY COURT HOUSE NJ 08210 1 0 0 0 Common Stock 2016-05-02 4 J 0 6375 D 0 D Common Stock 2016-05-02 4 J 0 107389 D 0 I By Spouse Common Stock 2016-05-02 4 J 0 48588 D 0 I By Company Common Stock 2016-05-02 4 J 0 10000 D 0 I By 401(k) Stock Options 7.68 2016-05-02 4 J 0 2950 D 2011-07-01 2020-06-28 Common Stock 2950 0 D Each share of common stock was converted into and became exchangeable for the right to receive (i) $2.25 in cash and (ii) 0.6375 of a share of OceanFirst Financial Corp. common stock. Each option was converted into an option to purchase a number of shares of OceanFirst Financial Corp. common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Cape Bancorp, Inc. common stock subject to such stock option by (ii) 0.75, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Cape Bancorp, Inc. common stock subject to such option by (b) 0.75. /s/ Marc P. Levy, pursuant to power of attorney 2016-05-02