0001140361-16-062796.txt : 20160502
0001140361-16-062796.hdr.sgml : 20160502
20160502163043
ACCESSION NUMBER: 0001140361-16-062796
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160502
FILED AS OF DATE: 20160502
DATE AS OF CHANGE: 20160502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARVER BANCORP INC
CENTRAL INDEX KEY: 0001016178
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 133904174
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 W 125TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10027-4512
BUSINESS PHONE: 2128764747
MAIL ADDRESS:
STREET 1: 75 W 125TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10027-4512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ritter Thomas K
CENTRAL INDEX KEY: 0001363008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13007
FILM NUMBER: 161612032
MAIL ADDRESS:
STREET 1: 120 CAMBRIDGE AVENUE
CITY: LINWOOD
STATE: NJ
ZIP: 08221
4
1
doc1.xml
FORM 4
X0306
4
2016-05-02
1
0001016178
CARVER BANCORP INC
CBNJ
0001363008
Ritter Thomas K
225 NORTH MAIN STREET
CAPE MAY COURT HOUSE
NJ
08210
1
0
0
0
Common Stock
2016-05-02
4
J
0
6375
D
0
D
Common Stock
2016-05-02
4
J
0
107389
D
0
I
By Spouse
Common Stock
2016-05-02
4
J
0
48588
D
0
I
By Company
Common Stock
2016-05-02
4
J
0
10000
D
0
I
By 401(k)
Stock Options
7.68
2016-05-02
4
J
0
2950
D
2011-07-01
2020-06-28
Common Stock
2950
0
D
Each share of common stock was converted into and became exchangeable for the right to receive (i) $2.25 in cash and (ii) 0.6375 of a share of OceanFirst Financial Corp. common stock.
Each option was converted into an option to purchase a number of shares of OceanFirst Financial Corp. common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Cape Bancorp, Inc. common stock subject to such stock option by (ii) 0.75, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Cape Bancorp, Inc. common stock subject to such option by (b) 0.75.
/s/ Marc P. Levy, pursuant to power of attorney
2016-05-02