0001016178-15-000027.txt : 20150925 0001016178-15-000027.hdr.sgml : 20150925 20150925170656 ACCESSION NUMBER: 0001016178-15-000027 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150924 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150925 DATE AS OF CHANGE: 20150925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC CENTRAL INDEX KEY: 0001016178 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133904174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13007 FILM NUMBER: 151125722 BUSINESS ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 BUSINESS PHONE: 2128764747 MAIL ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 8-K 1 a8-kannualshareholdersmeet.htm 8-K ANNUAL MEETING 2015 RESULTS OF VOTE 8-K




    
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________
 
FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):
 
September 24, 2015
__________
 
CARVER BANCORP, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
 
DELAWARE
(STATE OR OTHER JURISDICTION OF INCORPORATION)

001-13007
13-3904174
(COMMISSION FILE NUMBER)
(I.R.S. EMPLOYER IDENTIFICATION NO.)

75 West 125th Street
New York, NY  10027-4512
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)


(212) 360-8820
(REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 





Item     5.07    Submission of Matters to a Vote of Security Holders

On September 24, 2015, Carver Bancorp, Inc. (the "Company") held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors, the ratification of the independent registered public accountants, and an advisory vote to approve the compensation paid to the Company’s named executive officers. The vote of the stockholders was as follows:

Proposal 1.
The election as directors of the nominees listed below each to serve for a three-year term.
 

Nominee
For
Withheld
Broker Non-Votes
 
 
 
 
Robert R. Tarter
2,993,843

89,995

251,535

 
 
 
 
Kenneth J. Knuckles

3,083,374

464

251,535

 
 
 
 
Ingrid LaMae deJongh
3,083,355

483

251,535

 
 
 
 


Proposal 2.
To ratify the appointment of KPMG LLP as independent auditors for Carver Bancorp, Inc. for the fiscal year ending March 31, 2016.

For
Against
Abstain
Broker Non-Votes
 
 
 
 
3,328,538

6,712

123

—



Proposal 3.
Advisory (non-binding) approval of the compensation of our named executive officers as described in the proxy statement.

For
Against
Abstain
Broker Non-Votes
 
 
 
 
3,082,183

988

666

251,536




Item 9.01 Financial Statements and Exhibits.

(a)
 
Financial statements of businesses acquired. Not Applicable.
 
 
 
(b)
 
Pro forma financial information. Not Applicable.
 
 
 
(c)
 
Shell company transactions: Not Applicable.
 
 
 
(d)
 
Exhibits. Not Applicable.






SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

DATE:  September 25, 2015


BY:
/s/ Michael T. Pugh
 
 
Michael T. Pugh
 
 
President and Chief Executive Officer.