Delaware
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001-13007
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13-3904174
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(State or Other Jurisdiction
of Incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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75 West 125th Street, New York, NY
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10027-4512
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(Address of Principal Executive Offices)
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(Zip Code)
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[ ]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.01 per share
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CARV
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The NASDAQ Stock Market LLC
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Item 5.07 |
Submission of Matters to a Vote of Security Holders
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Proposal 1. |
The election as directors of the nominees listed below each to serve for a three-year term.
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Nominee
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For
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Withheld
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Broker Non-Votes
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Kenneth J. Knuckles
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964,829
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38,585
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877,881
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Michael T. Pugh
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966,774
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36,640
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877,881
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Jillian E. Joseph
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967,915
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35,499
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877,881
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Steven C. Bussey
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967,490
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35,924
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877,881
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Proposal 2. |
To ratify the appointment of BDO USA, LLP as independent auditors for Carver Bancorp, Inc. for the fiscal year ending March 31, 2022.
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For
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Against
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Abstain
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1,853,732
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26,019
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1,544
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Proposal 3. |
Advisory (non-binding) approval of the compensation of our Named Executive Officers as described in the proxy statement.
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For
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Against
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Abstain
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Broker Non-Votes
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839,902
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146,357
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17,155
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877,881
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CARVER BANCORP, INC.
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DATE: September 22, 2021
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By:
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/s/ Michael T. Pugh
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Michael T. Pugh
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President and Chief Executive Officer
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