8-K 1 d174155.txt CARVER BANCORP INC ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 17, 2003 CARVER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-21487 13-3904147 (State or other (Commission File (IRS Employer jurisdiction of Number) Identification No.) incorporation) 75 WEST 125TH STREET NEW YORK, NEW YORK 10027-4512 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (212) 876-4747 NOT APPLICABLE (Former name or former address, if changed since last report) ================================================================================ ITEM 5. OTHER EVENTS AND REQUIRED FD DISCLOSURE Attached as Exhibit 99.1 is the Company's press release regarding the private placement of $13 million of floating rate capital securities issued by a newly formed special purpose business trust formed by the Company. ITEM 7(C). EXHIBITS 99.1 Press release of Carver Bancorp, Inc. dated September 17, 2003. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CARVER BANCORP, INC. By: /s/ Deborah C. Wright ------------------------------ Deborah C. Wright President and Chief Executive Officer Dated: September 18, 2003 INDEX TO EXHIBITS
Exhibit Page 99.1 Press release of Carver Bancorp, Inc. dated September 17, 2003 6