-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H5mOondhRdMo+XVYCPM5IVn2Tdg+fw209+UKGbsqQZ4w+9pH9fF6zcE494QRsIEK hSj1wTLIcG+11ni1OJGPdw== 0000950159-02-000714.txt : 20021115 0000950159-02-000714.hdr.sgml : 20021115 20021115143119 ACCESSION NUMBER: 0000950159-02-000714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010216 FILED AS OF DATE: 20021115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLAIRE CORP CENTRAL INDEX KEY: 0001016139 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411812820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-68639 FILM NUMBER: 02829492 BUSINESS ADDRESS: STREET 1: ONE ALEWIFE CENTER 3RD FLOOR STREET 2: SUITE 552 CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 6177612000 MAIL ADDRESS: STREET 1: FOLEY HOAG & ELIOT LLP STREET 2: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OKUMUS CAPITAL LLC CENTRAL INDEX KEY: 0001157489 RELATIONSHIP: OWNER IRS NUMBER: 133970821 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 575 LEXINGTON AVE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123501575 MAIL ADDRESS: STREET 1: 575 LEXINGTON AVE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 okumuscapitalform4.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |X| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print of Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Okumus Capital, LLC - -------------------------------------------------------------------------------- (Last) (First) (Middle) 850 Third Avenue, 10th Floor - -------------------------------------------------------------------------------- (Street) New York, New York 10022 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Allaire Corporation (ALLR) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year February 16, 2001 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |_| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) ____________________________________________________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |_| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2A. 3. Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ------------------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/12/00 S 7,200 D $7.105 1 By Okumus Opportunity Fund Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/13/00 S 4,000 D $7.2344 1 By Okumus Opportunity Fund Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/16/00 S 2,000 D $7.9875 1 By Okumus Opportunity Fund Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/16/01 X 3,255,000 D $7.50 1 By Okumus Opportunity Fund Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/16/01 X 387,500 D $7.50 -0- 1 By Okumus Technology Value Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or Derivative 6. of Underlying 8. ficially Secur- of Exer- 3A. 4. Securities Date Securities Price Owned ity: In- cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative Date any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- (mm/dd/ (mm/dd/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity yy) yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Call Options By Okumus (obligation Common Opportunity to sell) $7.50 12/16/00 E 32,550 11/17/00 12/16/00 Stock 3,255,000 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call By Okumus Options Technology (obligation Common Value to sell) $7.50 12/16/00 E 3,875 11/17/00 12/16/00 Stock 387,500 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call By Okumus Options Technology (obligation Common Value to sell) $10.00 12/22/00 S 40 Immed. 01/20/01 Stock 4,000 $500 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call Options By Okumus (obligation Common Opportunity to sell) $7.50 01/16/01 S 32,550 Immed. 02/17/01 Stock 3,255,000 $3,661,875 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call By Okumus Options Technology (obligation Common Value to sell) $7.50 01/16/01 S 3,875 Immed. 02/17/01 Stock 387,500 $435,937.5 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call By Okumus Options Technology (obligation Common Value to sell) $10.00 01/20/01 E 40 12/22/00 01/20/01 Stock 4,000 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call Options By Okumus (obligation Common Opportunity to sell) $7.50 02/16/01 X 32,550 01/16/01 02/16/01 Stock 3,255,000 I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ Call By Okumus Options Technology (obligation Common Value to sell) $ 7.50 02/16/01 X 3,875 01/16/01 02/16/01 Stock 387,500 -0- I Fund, Ltd. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Okumus Capital, LLC /s/ Ahmet H. Okumus 11/14/02 - --------------------------------------------- ----------------------- Ahmet H. Okumus, Managing Member **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----