0001016125-18-000024.txt : 20180213 0001016125-18-000024.hdr.sgml : 20180213 20180213175440 ACCESSION NUMBER: 0001016125-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swick Gregory CENTRAL INDEX KEY: 0001583013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24347 FILM NUMBER: 18605470 MAIL ADDRESS: STREET 1: 219 BELL COURT CITY: SCHENECTADY STATE: NY ZIP: 12303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTIMATE SOFTWARE GROUP INC CENTRAL INDEX KEY: 0001016125 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650694077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ULTIMATE SOFTWARE GROUP INC STREET 2: 2000 ULTIMATE WAY CITY: WESTON STATE: FL ZIP: 33326 BUSINESS PHONE: 9542661000 MAIL ADDRESS: STREET 1: ULTIMATE SOFTWARE GROUP INC STREET 2: 2000 ULTIMATE WAY CITY: WESTON STATE: FL ZIP: 33326 4 1 wf-form4_151856246521139.xml FORM 4 X0306 4 2018-02-09 0 0001016125 ULTIMATE SOFTWARE GROUP INC ULTI 0001583013 Swick Gregory 219 BELL COURT SCHENECTADY NY 12303 0 1 0 0 Senior VP, Enterprise Sales Restricted Stock Award 2018-02-09 2018-02-09 4 F 0 1629 228.87 D 15469 D Restricted Stock Award 2018-02-09 2018-02-09 4 A 0 15000 0 A 30469 D Common Stock 2018-02-12 2018-02-12 4 S 0 468 226.57 D 30001 D Common Stock 2018-02-12 2018-02-12 4 S 0 1100 228.03 D 28901 D Common Stock 2018-02-12 2018-02-12 4 S 0 1400 228.879 D 27501 D These shares were retained by the Company and not issued, in satisfaction of withholding payroll tax requirements applicable to vesting of the Restricted Stock Awards originally granted on March 6, 2015. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 16, 2017. The sales price represents the weighted average sales price ranging in price from $226.130 to $226.770. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $227.545 to $228.500. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $228.565 to $229.420. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. Felicia Alvaro by Power of Attorney for Gregory Swick 2018-02-13