0001016125-18-000022.txt : 20180213 0001016125-18-000022.hdr.sgml : 20180213 20180213175404 ACCESSION NUMBER: 0001016125-18-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phenicie John C CENTRAL INDEX KEY: 0001582994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24347 FILM NUMBER: 18605466 MAIL ADDRESS: STREET 1: 7 OAK WALK CITY: MISSOURI CITY STATE: TX ZIP: 77459 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTIMATE SOFTWARE GROUP INC CENTRAL INDEX KEY: 0001016125 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650694077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ULTIMATE SOFTWARE GROUP INC STREET 2: 2000 ULTIMATE WAY CITY: WESTON STATE: FL ZIP: 33326 BUSINESS PHONE: 9542661000 MAIL ADDRESS: STREET 1: ULTIMATE SOFTWARE GROUP INC STREET 2: 2000 ULTIMATE WAY CITY: WESTON STATE: FL ZIP: 33326 4 1 wf-form4_151856242953745.xml FORM 4 X0306 4 2018-02-09 0 0001016125 ULTIMATE SOFTWARE GROUP INC ULTI 0001582994 Phenicie John C 7 OAK WALK MISSOURI CITY TX 77459 0 1 0 0 Senior VP, Workplace Sales Restricted Stock Award 2018-02-09 2018-02-09 4 F 0 1006 228.87 D 32158 D Restricted Stock Award 2018-02-09 2018-02-09 4 A 0 15000 0 A 47158 D Common Stock 2018-02-12 2018-02-12 4 M 0 4000 32.39 A 51158 D Common Stock 2018-02-12 2018-02-12 4 S 0 415 226.381 D 50743 D Common Stock 2018-02-12 2018-02-12 4 S 0 700 227.746 D 50043 D Common Stock 2018-02-12 2018-02-12 4 S 0 1730 228.698 D 48313 D Common Stock 2018-02-12 2018-02-12 4 S 0 243 228.698 D 48070 D Common Stock 2018-02-12 2018-02-12 4 S 0 1700 224.823 D 46370 D Common Stock 2018-02-12 2018-02-12 4 S 0 2300 225.423 D 44070 D Employee Stock Option 32.39 2018-02-12 2018-02-12 4 M 0 4000 0 D 2008-07-28 2018-07-28 Common Stock 4000.0 0 D These shares were retained by the Company and not issued, in satisfaction of withholding payroll tax requirements applicable to vesting of the Restricted Stock Awards originally granted on March 6,2015. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 16, 2017. The sales price represents the weighted average sales price ranging in price from $226.110 to $227.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $227.200 to $228.020. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $228.200 to $229.090. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $229.420 to $229.520. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $224.150 to $225.110. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. The sales price represents the weighted average sales price ranging in price from $225.165 to $225.760. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request. Felicia Alvaro by Power of Attorney for John C. Phenicie 2018-02-13