Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Investment Servicing (U.S.) Inc. |
b. Street 1 | 4400 Computer Drive |
Street 2 | |
c. City | Westborough |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01581 |
g. Telephone number (including country code if foreign) | 508-871-8500 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Transfer Agent. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 301 Bellevue Parkway |
Street 2 | |
c. City | Wilmington |
d. State, if applicable |
DELAWARE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19809 |
g. Telephone number (including country code if foreign) | 302-791-1700 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Administrator. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 4400 Computer Drive |
Street 2 | |
c. City | Westborough |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01581 |
g. Telephone number (including country code if foreign) | 508-871-9846 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Administrator. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Driehaus Capital Management LLC |
b. Street 1 | 25 East Erie Street |
Street 2 | |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60611 |
g. Telephone number (including country code if foreign) | 312-587-3800 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Advisor. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Driehaus Securities LLC |
b. Street 1 | 25 East Erie Street |
Street 2 | |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60611 |
g. Telephone number (including country code if foreign) | 312-587-3800 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Distributor. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Driehaus Mutual Funds |
b. Street 1 | 25 East Erie Street |
Street 2 | |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60611 |
g. Telephone number (including country code if foreign) | 312-587-3800 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Registrant. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | The Northern Trust Company |
b. Street 1 | 50 South LaSalle Street |
Street 2 | |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60603 |
g. Telephone number (including country code if foreign) | 312-630-6000 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Custodian. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | UMB Fund Services, Inc. |
b. Street 1 | 235 West Galena Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 414-299-2000 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as Transfer Agent and Administrator. |
Director Record:
1 |
a. Full Name | Theodore J. Beck |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Daniel F. Zemanek |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Francis J. Harmon |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Christopher J. Towle |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-10183 |
File Number Record:
2 |
File Number Record: | 811-03618 |
Director Record:
5 |
a. Full Name | Stephen J. Kneeley |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
6 |
a. Full Name | Dawn M. Vroegop |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-10183 |
File Number Record:
2 |
File Number Record: | 811-03618 |