0001145549-21-008155.txt : 20210223 0001145549-21-008155.hdr.sgml : 20210223 20210222175648 ACCESSION NUMBER: 0001145549-21-008155 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210223 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS MUTUAL FUNDS CENTRAL INDEX KEY: 0001016073 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07655 FILM NUMBER: 21661869 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST STREET 2: 25 EAST ERIE STREET CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 0001016073 S000040177 Driehaus Event Driven Fund C000124893 Driehaus Event Driven Fund DEVDX NPORT-P 1 primary_doc.xml NPORT-P false 0001016073 XXXXXXXX S000040177 C000124893 Driehaus Mutual Funds 811-07655 0001016073 25490065PZVMACERQ816 25 EAST ERIE STREET CHICAGO 60611 312 587 3800 Driehaus Event Driven Fund S000040177 54930083K72EKHCON298 2020-12-31 2020-12-31 N 161665596.310000000000 21527025.120000000000 140138571.190000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 215000.000000000000 0.000000000000 0.000000000000 22080524.490000000000 N Cincinnati Bell, Inc. 549300JYVZOCUJOHL272 171871AP1 1674000 PA USD 1740960 1.2423132227 Long DBT CORP US Y 2 2024-07-15 Fixed 7.000000000000 N N N N N N Fortress Transportation and Infrastructure Investors LLC 529900E7PUVK6BC8PE80 34960PAC5 800000 PA USD 917000 0.6543523259 Long DBT CORP US Y 2 2027-08-01 Fixed 9.750000000000 N N N N N N HC2 Holdings Inc 549300S6O246JWQQ1K58 404139AD9 383500 PA USD 381582.5 0.2722894181 Long DBT CORP US Y 2 2021-12-01 Fixed 11.500000000000 N N N N N N Cytokinetics Inc 549300BE5DY1HW7IHA64 23282WAA8 229000 PA USD 492051.73 0.3511179869 Long DBT CORP US N 2 2026-11-15 Fixed 4.000000000000 N N N N N N Progenity Inc 5493005XOS7E58D57T10 74319FAA5 1400000 PA USD 2301295.16 1.6421568598 Long DBT CORP US Y 2 2025-12-01 Fixed 7.250000000000 N N N N N N Argenx SE 7245009C5FZE6G9ODQ71 04016X101 4335 NS USD 1274880.15 0.9097282348 Long EC CORP NL N 1 N N N Harborone Bancorp Inc New N/A 41165Y100 192787 NS USD 2093666.82 1.4939975499 Long EC CORP US N 1 N N N Progenity Inc 5493005XOS7E58D57T10 74319F107 51023 NS USD 270932.13 0.1933315915 Long EC CORP US N 1 N N N Motors Liquidation Company 5493001871EE1F4JHK38 370ESC717 162750 NS USD 0 0.0000000000 Long EP CORP US N 3 N N N Equity CommonWealth 549300YPGVU9PR4L0606 294628102 39646 NS USD 1081542.88 0.7717667383 Long EC CORP US N 1 N N N Crinetics Pharmaceuticals Inc 549300Q1CNFXK5P31D28 22663K107 69199 NS USD 976397.89 0.6967374376 Long EC CORP US N 1 N N N Orchard Therapeutics Plc 21380056R45ONMT94Z50 68570P101 100065 NS USD 432280.8 0.3084666815 Long EC CORP GB N 1 N N N Springworks Therapeutics Inc N/A 85205L107 30231 NS USD 2192352.12 1.5644173488 Long EC CORP US N 1 N N N Invitae Corporation 549300MYI59DZW1WIX92 46185L103 148368 NS USD 6203266.08 4.4265229960 Long EC CORP US N 3 N N N ISHARES TRUST 5493000860OXIC4B5K91 464287556 -28860 NS USD -4372001.4 -3.1197702124 Short EC RF US N 1 N N N Navistar International Corporation WNDD3CRVXJGC8I7GX671 63934E108 577 NS USD 25364.92 0.0180998848 Long EC CORP US N 1 N N N Tiffany & Co. 549300EJG9IEYQL5XT21 886547108 9682 NS USD 1272698.9 0.9081717397 Long EC CORP US N 1 N N N Cinemark USA Inc. 54930008H2137JSCPQ09 172441AZ0 3450000 PA USD 3277500 2.3387565409 Long DBT CORP US N 2 2023-06-01 Fixed 4.875000000000 N N N N N N HC2 Holdings Inc 549300S6O246JWQQ1K58 404139107 196451 NS USD 640430.26 0.4569978519 Long EC CORP US N 1 N N N Alphatec Hldgs Inc 549300EZE8CQ8K65FS24 02081G201 57772 NS USD 838849.44 0.5985856948 Long EC CORP US N 1 N N N MERUS B V 549300W8GPUWU8QNU293 N5749R100 19476 NS USD 341414.28 0.2436262031 Long EC CORP NL N 1 N N N Odonate Therapeutics Inc 549300D50X5LSJ208C14 676079106 104911 NS USD 2014291.2 1.4373567412 Long EC CORP US N 1 N N N GMAC CAPITAL TRUST I N/A 361860208 45678 PA USD 1241528.04 0.8859288556 Long EP CORP US N 2 N N N Arrow BidCo LLC 549300YHZN08M0H3O128 042728AA3 1985000 PA USD 1741837.5 1.2429393886 Long DBT CORP US Y 2 2024-03-15 Fixed 9.500000000000 N N N N N N BCTG Acquisition Corp N/A 05492W103 69240 NS USD 792105.6 0.5652302527 Long EC CORP US N 1 N N N Consolidated Communications, Inc. 549300WW675Y48HDVX34 20903XAF0 1724000 PA USD 1844680 1.3163256799 Long DBT CORP US Y 2 2028-10-01 Fixed 6.500000000000 N N N N N N Eastern Bankshares Inc 549300J245MBQU3DO403 27627N105 228385 NS USD 3724959.35 2.6580543232 Long EC CORP US N 1 N N N Tekkorp Digital Acquisition Corp N/A G8739H122 119100 NS USD 1280325 0.9136135677 Long EC CORP KY N 1 N N N Salesforce.com, Inc. 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2021-01-15 XXXX 86184.35 N N N SUSTAINABLE OPPTY C/WTS N/A 000000000 50100 NC USD 112725 0.0804382398 N/A DE CORP US N 1 NEW YORK STOCK EXCHANGE N/A Call Purchased SUSTAINABLE OPPTY N/A 1 11.500000000000 USD 2025-06-26 XXXX 112725 N N N X4 PHARM INC -CW24 N/A 000000000 5547 NC USD 3605.55 0.0025728463 N/A DE CORP US N 2 NQB: PINK SHEETS N/A Call Purchased X4 PHARM INC N/A 1 13.200000000000 USD 2024-04-12 XXXX 3605.55 N N N 2021-02-10 Driehaus Mutual Funds Robert M. Kurinsky Robert M. Kurinsky Vice President and Treasurer