0001145549-20-012433.txt : 20200302
0001145549-20-012433.hdr.sgml : 20200302
20200302144556
ACCESSION NUMBER: 0001145549-20-012433
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200302
PERIOD START: 20191231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DRIEHAUS MUTUAL FUNDS
CENTRAL INDEX KEY: 0001016073
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07655
FILM NUMBER: 20676217
BUSINESS ADDRESS:
STREET 1: 25 EAST ERIE ST
STREET 2: 25 EAST ERIE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3125873800
0001016073
S000040177
Driehaus Event Driven Fund
C000124893
Driehaus Event Driven Fund
DEVDX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001016073
XXXXXXXX
S000040177
C000124893
DRIEHAUS MUTUAL FUNDS
811-07655
0001016073
25490065PZVMACERQ816
25 EAST ERIE STREET
CHICAGO
606112703
3125873800
Driehaus Event Driven Fund
S000040177
54930083K72EKHCON298
2019-12-31
2019-12-31
N
84047856.420000000000
14636455.730000000000
69411400.690000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
22911088.370000000000
USD
N
ARROW BIDCO LLC
549300YHZN08M0H3O128
Arrow Bidco LLC
042728AA3
1785000
PA
USD
1718062.5
2.4751877688
Long
DBT
CORP
US
Y
2
2024-03-15
Fixed
9.5
N
N
N
N
N
N
AVON PRODUCTS INC
5493007RY69UEB1F1B45
Avon Products, Inc.
054303AZ5
2000000
PA
USD
2555000
3.6809515074
Long
DBT
CORP
US
N
2
2043-03-15
Fixed
8.95
N
N
N
N
N
N
CEC ENTERTAINMENT INC
549300MWTY75LB8TRO50
CEC Entertainment, Inc.
125137AB5
1000000
PA
USD
987460
1.4226193250
Long
DBT
CORP
US
N
2
2022-02-15
Fixed
8
N
N
N
N
N
N
14NEW ONCOLOGY, Inc. PRIVATE EQUITY /
N/A
14NEW ONCOLOGY, Inc. PRIVATE EQUITY /
999999999
550000
NS
USD
412500
0.5942827776
Long
EC
CORP
US
N
2
N
N
N
CONSOLIDATED COMMUNICATI
549300WW675Y48HDVX34
Consolidated Communications, Inc.
20903XAE3
3377000
PA
USD
3081512.5
4.4394904430
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
6.5
N
N
N
N
N
N
CYTOKINETICS INC
549300BE5DY1HW7IHA64
Cytokinetics, Inc.
23282WAA8
700000
PA
USD
815500
1.1748790428
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
4
N
N
N
N
N
N
EIG INVESTORS CORP
549300AWVC7LBOKRMB96
EIG Investors Corp.
26854XAB5
1850000
PA
USD
1850144.49
2.6654763794
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
10.875
N
N
N
N
N
N
GENERAL MTRS Corp. DEB Sr. CV C ESCROW /
N/A
GENERAL MTRS Corp. DEB Sr. C.V. C ESCROW /
370ESC717
162750
NS
USD
0
0.0000000000
Long
EP
CORP
US
N
3
N
N
N
GENERAL MTRS Corp. DEB Sr. CONV B ESCROW /
N/A
GENERAL MTRS Corp. DEB Sr. CONV B ESCROW /
370ESC733
25000
NS
USD
0
0.0000000000
Long
EP
CORP
US
N
3
N
N
N
GOGO INC
549300VL3DIHSFHYTO04
Gogo, Inc.
38046CAD1
560000
PA
USD
694400
1.0004120261
Long
DBT
CORP
US
N
2
2022-05-15
Fixed
6
N
N
N
N
Y
Gogo Inc
Gogo Inc
USD
XXXX
N
N
N
HLF FIN SARL LLC/HERBALI
N/A
HLF Financing Sarl LLC / Herbalife International, Inc.
40390DAA3
900000
PA
USD
954000
1.3744139875
Long
DBT
CORP
US
Y
2
2026-08-15
Fixed
7.25
N
N
N
N
N
N
HC2 HOLDINGS INC
549300S6O246JWQQ1K58
HC2 Holdings, Inc.
404139AD9
2558500
PA
USD
2417782.5
3.4832642418
Long
DBT
CORP
US
Y
2
2021-12-01
Fixed
11.5
N
N
N
N
N
N
HADRIAN MERGER SUB
N/A
Hadrian Merger Sub, Inc.
42239PAA7
-1041000
PA
USD
-1069464.9
-1.5407625972
Short
DBT
CORP
US
Y
2
2026-05-01
Fixed
8.5
N
N
N
N
N
N
ILFC E-CAPITAL TRUST I
N/A
ILFC E-Capital Trust I
44965TAA5
2269000
PA
USD
1798182.5
2.5906154927
Long
SN
CORP
US
Y
2
2065-12-21
Variable
3.9
N
N
N
N
N
N
USB REALTY CORP
N/A
USB Realty Corp.
903312AA4
2698000
PA
USD
2330397.5
3.3573699376
Long
EP
CORP
US
Y
2
2162-01-15
Variable
3.14788
N
N
N
N
N
N
VECTOR GROUP LTD
549300TUIF4WWN6NDN50
Vector Group Ltd.
92240MBF4
2281000
PA
USD
2244049.85
3.2329701284
Long
DBT
CORP
US
Y
2
2025-02-01
Fixed
6.125
N
N
N
N
N
N
AbbVie Inc
FR5LCKFTG8054YNNRU85
AbbVie, Inc.
00287Y109
-10971
NS
USD
-971372.34
-1.3994420662
Short
EC
CORP
US
N
1
N
N
N
Allergan PLC
635400FWJZQC1IPYUH69
Allergan PLC
G0177J108
12669
NS
USD
2421932.73
3.4892434181
Long
EC
CORP
US
N
1
N
N
N
ADAPTHEALTH CORP
N/A
AdaptHealth Corp.
00653Q110
69352
NC
USD
126567.4
0.1823438207
N/A
DE
CORP
US
N
1
Cantor Fitzgerald
N/A
Cowen & Co.
N/A
Call
Purchased
ADAPTHEALTH CORP COM CL A
ADAPTHEALTH CORP COM CL A
1
11.500000000000
USD
2024-11-07
XXXX
5347.1
N
N
N
Aptose Biosciences Inc
5299003EUHV3CD08L949
Aptose Biosciences, Inc.
03835T200
157219
NS
USD
891431.73
1.2842727868
Long
EC
CORP
CA
N
1
N
N
N
Argenx SE
7245009C5FZE6G9ODQ71
Argenx SE ADR
04016X101
13028
NS
USD
2091254.56
3.0128401663
Long
CORP
NL
N
1
N
N
N
Ascendis Pharma A/S
549300B66JN3W3J8GH73
Ascendis Pharma A/S ADR
04351P101
9659
NS
USD
1343760.08
1.9359356916
Long
CORP
DK
N
1
N
N
N
Alphatec Holdings Inc
549300EZE8CQ8K65FS24
Alphatec Holdings, Inc.
02081G201
84079
NS
USD
596540.51
0.8594272757
Long
EC
CORP
US
N
1
N
N
N
ASURION LLC
549300KNQVXGIOXWK278
Asurion LLC
04649VAU4
2300000
PA
USD
2333637.5
3.3620377586
Long
LON
CORP
US
N
2
2025-08-04
Floating
8.29938
N
N
N
N
N
N
NEP GROUP INC
N/A
NEP Group, Inc.
62908HAB1
1269676.1
PA
USD
1152231.06
1.6600026055
Long
LON
CORP
US
N
2
2026-10-19
Floating
8.79938
N
N
N
N
N
N
CERENCE INC
5493002WL2W5WMS89568
Cerence, Inc.
15672UAC2
2000000
PA
USD
1910000
2.7517093460
Long
LON
CORP
US
N
2
2024-10-01
Floating
7.78138
N
N
N
N
N
N
FOSSIL GROUP INC
DDMY8YZ6L8UEMS1FDM73
Fossil Group, Inc.
BL3168970
2000000
PA
USD
1916660
2.7613043116
Long
LON
CORP
US
N
2
2024-09-26
Floating
8.20163
N
N
N
N
N
N
BELLUS Health Inc
549300QZYQDSMOXCP667
BELLUS Health, Inc.
07987C204
25991
NS
USD
197531.6
0.2845809162
Long
EC
CORP
CA
N
1
N
N
N
Blueprint Medicines Corp
5299004CC60O9T5HVM83
Blueprint Medicines Corp.
09627Y109
6628
NS
USD
530969.08
0.7649594659
Long
EC
CORP
US
N
1
N
N
N
Clear Channel Outdoor Holdings
N/A
Clear Channel Outdoor Holdings, Inc.
18453H106
232972
NS
USD
666299.92
0.9599286477
Long
EC
CORP
US
N
1
N
N
N
Consolidated Communications Ho
529900F6S64KOO8CXH48
Consolidated Communications Holdings, Inc.
209034107
161919
NS
USD
628245.72
0.9051045127
Long
EC
CORP
US
N
1
N
N
N
Cytokinetics Inc
549300BE5DY1HW7IHA64
Cytokinetics, Inc.
23282W605
153763
NS
USD
1631425.43
2.3503709964
Long
EC
CORP
US
N
1
N
N
N
Diamond Eagle Acquisition Corp
N/A
Diamond Eagle Acquisition Corp.
25258L208
117000
NS
USD
1345500
1.9384423692
Long
CORP
US
N
1
N
N
N
EURO CURRENCY /
N/A
EURO CURRENCY /
999999999
0.06
OU
Currency
0.07
0.0000001008
Long
STIV
XX
N
1
N
N
N
FGL Holdings
N/A
FGL Holdings
G3402M102
280825
NS
USD
2990786.25
4.3087824482
Long
EC
CORP
BM
N
1
N
N
N
Healthcare Merger Corp
N/A
Healthcare Merger Corp.
42227L201
140000
NS
USD
1449000
2.0875533206
Long
CORP
US
N
1
N
N
N
HC2 Holdings Inc
549300S6O246JWQQ1K58
HC2 Holdings, Inc.
404139107
60025
NS
USD
130254.25
0.1876554121
Long
EC
CORP
US
N
1
N
N
N
Herbalife Nutrition Ltd
549300BA7TYPBSZZIA41
Herbalife Nutrition Ltd.
G4412G101
-1306
NS
USD
-62257.02
-0.0896927873
Short
EC
CORP
US
N
1
N
N
N
HarborOne Bancorp Inc
N/A
HarborOne Bancorp, Inc.
41165Y100
124593
NS
USD
1369277.07
1.9726976496
Long
EC
CORP
US
N
1
N
N
N
iShares Nasdaq Biotechnology E
549300S7IVD88MPK0066
iShares Nasdaq Biotechnology ETF
464287556
-32760
NS
USD
-3947907.6
-5.6876933195
Short
CORP
US
N
1
N
N
N
Ideaya Biosciences Inc
549300ULW08F62IJML11
Ideaya Biosciences, Inc.
45166A102
150637
NS
USD
1129777.5
1.6276540867
Long
EC
CORP
US
N
1
N
N
N
SPDR S&P Regional Banking ETF
549300EFWJBKUN6WJX52
SPDR S&P Regional Banking ETF
78464A698
-33415
NS
USD
-1946423.75
-2.8041845153
Short
CORP
US
N
1
N
N
N
Kearny Financial Corp/MD
N/A
Kearny Financial Corp.
48716P108
101547
NS
USD
1404395.01
2.0232915574
Long
EC
CORP
US
N
1
N
N
N
Medicines Co/The
254900Z72DIL282LFL79
Medicines Co./The
584688105
16000
NS
USD
1359040
1.9579492511
Long
EC
CORP
US
N
1
N
N
N
Merus NV
549300W8GPUWU8QNU293
Merus NV
N5749R100
88356
NS
USD
1244052.48
1.7922883959
Long
EC
CORP
NL
N
1
N
N
N
MyoKardia Inc
549300OLNNNZ1NI9UY54
MyoKardia, Inc.
62857M105
32749
NS
USD
2386910.87
3.4387879315
Long
EC
CORP
US
N
1
N
N
N
OceanFirst Financial Corp
N/A
OceanFirst Financial Corp.
675234108
26937
NS
USD
687970.98
0.9911498301
Long
EC
CORP
US
N
1
N
N
N
Odonate Therapeutics Inc
549300D50X5LSJ208C14
Odonate Therapeutics, Inc.
676079106
38529
NS
USD
1250266.05
1.8012401962
Long
EC
CORP
US
N
1
N
N
N
Orchard Therapeutics plc
21380056R45ONMT94Z50
Orchard Therapeutics plc ADR
68570P101
119163
NS
USD
1638491.25
2.3605506210
Long
CORP
GB
N
1
N
N
N
SI-BONE Inc
549300J8JGYVJJHV9C31
SI-BONE, Inc.
825704109
66292
NS
USD
1425278
2.0533773787
Long
EC
CORP
US
N
1
N
N
N
Sutro Biopharma Inc
5493005U6P15VD25P851
Sutro Biopharma, Inc.
869367102
16946
NS
USD
186406
0.2685524253
Long
EC
CORP
US
N
1
N
N
N
Trevi Therapeutics Inc
N/A
Trevi Therapeutics, Inc.
89532M101
23962
NS
USD
89857.5
0.1294563992
Long
EC
CORP
US
N
1
N
N
N
Vapotherm Inc
549300A6KMUMDX27EQ68
Vapotherm, Inc.
922107107
25141
NS
USD
305714.56
0.4404385403
Long
EC
CORP
US
N
1
N
N
N
Vector Group Ltd
549300TUIF4WWN6NDN50
Vector Group Ltd.
92240M108
-5278
NS
USD
-70672.42
-0.1018167323
Short
EC
CORP
US
N
1
N
N
N
ViewRay Inc
5493006XTUBSKFU3W106
ViewRay, Inc.
92672L107
32567
NS
USD
137432.74
0.1979973587
Long
EC
CORP
US
N
1
N
N
N
SPDR S&P Biotech ETF
549300Y3ODFMPD5XXL58
SPDR S&P Biotech ETF
78464A870
-80260
NS
USD
-7633528.6
-10.9975141319
Short
CORP
US
N
1
N
N
N
X4 PHARMACEUTICALS INC
549300R0UFVPXWP86U94
X4 Pharmaceuticals, Inc.
98420X111
5547
NC
USD
0
0.0000000000
N/A
DE
CORP
US
N
2
Cowen
N/A
Call
Purchased
X4 PHARMACEUTICALS I COM
X4 PHARMACEUTICALS I COM
1
13.200000000000
USD
2024-04-11
XXXX
0
N
N
N
Zayo Group Holdings Inc
529900Z6OTS7RT0V0I47
Zayo Group Holdings, Inc.
98919V105
64150
NS
USD
2222797.5
3.2023521754
Long
EC
CORP
US
N
1
N
N
N
2020-01-22
DRIEHAUS MUTUAL FUNDS
/s/ Robert M. Kurinsky
Robert M. Kurinsky
Vice President and Treasurer