0001209191-15-037002.txt : 20150429 0001209191-15-037002.hdr.sgml : 20150429 20150429163021 ACCESSION NUMBER: 0001209191-15-037002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150429 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apigee Corp CENTRAL INDEX KEY: 0001324772 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201367539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 SOUTH ALMADEN BLVD. STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-343-7300 MAIL ADDRESS: STREET 1: 10 SOUTH ALMADEN BLVD. STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: Sonoa Systems Inc DATE OF NAME CHANGE: 20050425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMPSEY NEAL CENTRAL INDEX KEY: 0001015934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15813191 MAIL ADDRESS: STREET 1: 10600 N DE ANZA BLVD STREET 2: SUITE 100 CITY: CUPERTINO STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-29 0 0001324772 Apigee Corp APIC 0001015934 DEMPSEY NEAL 2180 SAND HILL ROAD, SUITE 345 MENLO PARK CA 94107 1 0 1 0 Common Stock 2015-04-29 4 C 0 4213153 A 4213153 I See footnote Common Stock 2015-04-29 4 C 0 233439 A 233439 I See footnote Series A Convertible Preferred Stock 2015-04-29 4 C 0 1039249 D Common Stock 1039249 0 I See footnote Series A Convertible Preferred Stock 2015-04-29 4 C 0 57583 D Common Stock 57583 0 I See footnote Series B Convertible Preferred Stock 2015-04-29 4 C 0 769704 D Common Stock 769704 0 I See footnote Series B Convertible Preferred Stock 2015-04-29 4 C 0 42647 D Common Stock 42647 0 I See footnote Series C Convertible Preferred Stock 2015-04-29 4 C 0 813754 D Common Stock 813754 0 I See footnote Series C Convertible Preferred Stock 2015-04-29 4 C 0 45088 D Common Stock 45088 0 I See footnote Series D Convertible Preferred Stock 2015-04-29 4 C 0 502968 D Common Stock 502968 0 I See footnote Series D Convertible Preferred Stock 2015-04-29 4 C 0 27868 D Common Stock 27868 0 I See footnote Series E Convertible Preferred Stock 2015-04-29 4 C 0 422540 D Common Stock 422540 0 I See footnote Series E Convertible Preferred Stock 2015-04-29 4 C 0 23412 D Common Stock 23412 0 I See footnote Series F Convertible Preferred Stock 2015-04-29 4 C 0 428827 D Common Stock 428827 0 I See footnote Series F Convertible Preferred Stock 2015-04-29 4 C 0 23760 D Common Stock 23760 0 I See footnote Series G Convertible Preferred Stock 2015-04-29 4 C 0 189245 D Common Stock 189245 0 I See footnote Series G Convertible Preferred Stock 2015-04-29 4 C 0 10485 D Common Stock 10485 0 I See footnote Series H Convertible Preferred Stock 2015-04-29 4 C 0 46866 D Common Stock 46866 0 I See footnote Series H Convertible Preferred Stock 2015-04-29 4 C 0 2596 D Common Stock 2596 0 I See footnote The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1.261 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1.363 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series C, D, E, F and G Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series H Convertible Preferred Stock automatically convert into Common Stock on a 1:1.037 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The reported shares are held of record by Bay Partners X, LP ("Bay Partners"). The Reporting Person is a co-Manager of Bay Management Company X, LLC ("Bay Management"), the general partner of Bay Partners, and disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. The reported shares are held of record by Bay Partners X Entrepreneurs Fund, LP ("Bay Entrepreneurs"). The Reporting Person is a co-Manager of Bay Management, the general partner of Bay Entrepreneurs, and disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. /s/ Neal Dempsey 2015-04-29