0001209191-20-046797.txt : 20200814 0001209191-20-046797.hdr.sgml : 20200814 20200814163259 ACCESSION NUMBER: 0001209191-20-046797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRISP CHARLES R CENTRAL INDEX KEY: 0001015825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 201105657 MAIL ADDRESS: STREET 2: 1301 MCKINNEY STE 700 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-12 0 0001571949 Intercontinental Exchange, Inc. ICE 0001015825 CRISP CHARLES R 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 1 0 0 0 Common Stock 2020-08-12 4 S 0 4185 99.6891 D 44510 D Common Stock 10000 I By spouse The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The price range for the aggregate amount sold by the direct holder is $99.38 - $99.96. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The common stock number referred in Table 1 is an aggregate number and represents 42,531 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021. As previously reported, the reporting person also indirectly owns 10,000 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. /s/ Octavia N. Spencer, Attorney-in-fact 2020-08-14