-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEloa9dxNQl7aiGd/raBEJcJQKg+rRRJUTDJ8L5XmSguRpF72K7ppcns671h9/An IbCXQIPUDiPN9cFulwwYMg== 0001193125-10-193109.txt : 20100819 0001193125-10-193109.hdr.sgml : 20100819 20100819160713 ACCESSION NUMBER: 0001193125-10-193109 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100819 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100819 DATE AS OF CHANGE: 20100819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 101028019 BUSINESS ADDRESS: STREET 1: 135 E. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 135 E. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE GROUP INC DATE OF NAME CHANGE: 19960531 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): August 19, 2010

 

 

E*TRADE Financial Corporation

(Exact name of Registrant as Specified in its Charter)

 

 

 

Delaware   1-11921   94-2844166

(State or other jurisdiction of

incorporation or organization)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification Number)

135 East 57th Street, New York, New York 10022

(Address of Principal Executive Offices and Zip Code)

(646) 521-4300

(Registrant’s Telephone Number, including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

ITEM 8.01. OTHER EVENTS

On August 19, 2010, the Company filed a Registration Statement on Form S-8 (“Form S-8”) with the U. S. Securities and Exchange Commission. In connection with the Form S-8, the Company is providing supplemental information on its weighted average shares and loss per share calculations for the years ended December 31, 2009, 2008 and 2007, to adjust for the impact of the 1-for-10 reversed stock split that became effective in the second quarter of 2010.

 

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS

(d) Exhibits

 

99.1    Selected Financial Data for the years ended December 31, 2009, 2008 and 2007.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dated: August 19, 2010

 

E*TRADE FINANCIAL CORPORATION
By:  

/s/ Karl A. Roessner

  Karl A. Roessner
  Corporate Secretary
 EX-99.1 2 dex991.htm SELECTED FINANCIAL DATA Selected Financial Data

Exhibit 99.1

The following table is a reconciliation of basic and diluted loss per share for the years ended December 31, 2009, 2008 and 2007, adjusted for a 1-for-10 reverse stock split of the Company’s common stock that became effective in the second quarter of 2010 (dollars and shares in thousands, except per share amounts):

 

     Year Ended December 31,  
     2009     2008     2007  

Basic:

       

Numerator:

       

Loss from continuing operations

    $ (1,297,762 )    $ (809,384 )    $ (1,442,337 ) 

Income from discontinued operations, net of tax

      —          297,594        583   
                        

Net loss

    $ (1,297,762 )    $ (511,790 )    $ (1,441,754 ) 
                        

Denominator:

       

Basic weighted-average shares outstanding

      109,544        50,986        42,444   
                        

Diluted:

       

Numerator:

       

Net loss

    $ (1,297,762 )    $ (511,790 )    $ (1,441,754 ) 
                        

Denominator:

       

Diluted weighted-average shares outstanding

      109,544        50,986        42,444   
                        

Per share:

       

Basic loss per share:

       

Loss per share from continuing operations

    $ (11.85 )    $ (15.88 )    $ (33.98 ) 

Earnings per share from discontinued operations

      —          5.84        0.01   
                        

Net loss per share

    $ (11.85 )    $ (10.04 )    $ (33.97 ) 
                        

Diluted loss per share:

       

Loss per share from continuing operations

    $ (11.85 )    $ (15.88 )    $ (33.98 ) 

Earnings per share from discontinued operations

      —          5.84        0.01   
                        

Net loss per share

    $ (11.85 )    $ (10.04 )    $ (33.97 ) 
                        
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