0001181431-11-050582.txt : 20110928
0001181431-11-050582.hdr.sgml : 20110928
20110928060023
ACCESSION NUMBER: 0001181431-11-050582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110926
FILED AS OF DATE: 20110928
DATE AS OF CHANGE: 20110928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANDALL LEWIS E
CENTRAL INDEX KEY: 0001197960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 111110666
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
BUSINESS PHONE: 6503316000
MAIL ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE GROUP INC
DATE OF NAME CHANGE: 19960531
4
1
rrd322676.xml
FORM 4
X0304
4
2011-09-26
0
0001015780
E TRADE FINANCIAL CORP
ETFC
0001197960
RANDALL LEWIS E
1271 AVENUE OF THE AMERICAS
14TH FLOOR
NEW YORK
NY
10020-1302
1
0
0
0
Common Stock
2011-09-26
4
S
0
14000
9.6841
D
16793
D
Sale of common stock pursuant to a Section 10b5-1 plan entered into on 06/08/11 which shall be in effect until 12/31/11 unless terminated earlier in accordance with such plan.
/s/ Karl Roessner, Attorney-in-Fact For: Lewis E. Randall
2011-09-27