0001181431-11-050582.txt : 20110928 0001181431-11-050582.hdr.sgml : 20110928 20110928060023 ACCESSION NUMBER: 0001181431-11-050582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110926 FILED AS OF DATE: 20110928 DATE AS OF CHANGE: 20110928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANDALL LEWIS E CENTRAL INDEX KEY: 0001197960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 111110666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE GROUP INC DATE OF NAME CHANGE: 19960531 4 1 rrd322676.xml FORM 4 X0304 4 2011-09-26 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001197960 RANDALL LEWIS E 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2011-09-26 4 S 0 14000 9.6841 D 16793 D Sale of common stock pursuant to a Section 10b5-1 plan entered into on 06/08/11 which shall be in effect until 12/31/11 unless terminated earlier in accordance with such plan. /s/ Karl Roessner, Attorney-in-Fact For: Lewis E. Randall 2011-09-27