0001015780-20-000069.txt : 20200302
0001015780-20-000069.hdr.sgml : 20200302
20200302175954
ACCESSION NUMBER: 0001015780-20-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200227
FILED AS OF DATE: 20200302
DATE AS OF CHANGE: 20200302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Curcio Michael John
CENTRAL INDEX KEY: 0001449738
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 20678806
MAIL ADDRESS:
STREET 1: C/O E*TRADE FINANCIAL CORP.
STREET 2: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036-9992
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BALLSTON TOWER
STREET 2: 671 N. GLEBE ROAD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 6465214340
MAIL ADDRESS:
STREET 1: BALLSTON TOWER
STREET 2: 671 N. GLEBE ROAD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2020-02-27
0
0001015780
E TRADE FINANCIAL CORP
ETFC
0001449738
Curcio Michael John
671 NORTH GLEBE ROAD
BALLSTON TOWER
ARLINGTON
VA
22203
0
1
0
0
EVP, Institutional
Common Stock
2020-02-27
4
S
0
2030
46.2979
D
116791
D
Sale of Common Stock Pursuant to 10b5-1 Plan entered into on January 28, 2020.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.19 to $46.35, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
By: Lori Sher For: Michael John Curcio
2020-03-02