0001015780-20-000037.txt : 20200207 0001015780-20-000037.hdr.sgml : 20200207 20200207182545 ACCESSION NUMBER: 0001015780-20-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sher Lori CENTRAL INDEX KEY: 0001792574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 20588788 MAIL ADDRESS: STREET 1: 11 TIMES SQUARE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BALLSTON TOWER STREET 2: 671 N. GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: BALLSTON TOWER STREET 2: 671 N. GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-02-05 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001792574 Sher Lori 671 NORTH GLEBE ROAD BALLSTON TOWER ARLINGTON VA 22203 0 1 0 0 EVP, General Counsel Common Stock 2020-02-05 4 A 0 2540 0.0 A 45400 D Common Stock 2020-02-05 4 F 0 765 44.53 D 44635 D Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2019. Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018. By: Piers Fennell For: Lori Sher 2020-02-07