0001015780-20-000037.txt : 20200207
0001015780-20-000037.hdr.sgml : 20200207
20200207182545
ACCESSION NUMBER: 0001015780-20-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200205
FILED AS OF DATE: 20200207
DATE AS OF CHANGE: 20200207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sher Lori
CENTRAL INDEX KEY: 0001792574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 20588788
MAIL ADDRESS:
STREET 1: 11 TIMES SQUARE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BALLSTON TOWER
STREET 2: 671 N. GLEBE ROAD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 6465214340
MAIL ADDRESS:
STREET 1: BALLSTON TOWER
STREET 2: 671 N. GLEBE ROAD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2020-02-05
0
0001015780
E TRADE FINANCIAL CORP
ETFC
0001792574
Sher Lori
671 NORTH GLEBE ROAD
BALLSTON TOWER
ARLINGTON
VA
22203
0
1
0
0
EVP, General Counsel
Common Stock
2020-02-05
4
A
0
2540
0.0
A
45400
D
Common Stock
2020-02-05
4
F
0
765
44.53
D
44635
D
Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2019.
Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018.
By: Piers Fennell For: Lori Sher
2020-02-07