0001015780-19-000039.txt : 20190208
0001015780-19-000039.hdr.sgml : 20190208
20190208213818
ACCESSION NUMBER: 0001015780-19-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190206
FILED AS OF DATE: 20190208
DATE AS OF CHANGE: 20190208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pizzi Michael A.
CENTRAL INDEX KEY: 0001644151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 19581630
MAIL ADDRESS:
STREET 1: C/O E*TRADE FINANCIAL CORP.
STREET 2: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036-9992
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 6465214340
MAIL ADDRESS:
STREET 1: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-02-06
0
0001015780
E TRADE FINANCIAL CORP
ETFC
0001644151
Pizzi Michael A.
11 TIMES SQUARE
32ND FLOOR
NEW YORK
NY
10036
0
1
0
0
EVP, Chief Operating Officer
Common Stock
2019-02-06
4
A
0
6514
0.0
A
87423
D
Common Stock
2019-02-06
4
F
0
2968
46.9825
D
84455
D
Common Stock
2019-02-06
4
A
0
10420
0.0
A
94875
D
Common Stock
2019-02-06
4
F
0
4748
46.9825
D
90127
D
Common Stock
2019-02-06
4
A
0
4213
0.0
A
94340
D
Common Stock
2019-02-06
4
F
0
1920
46.9825
D
92420
D
Common Stock
2019-02-06
4
A
0
4213
0.0
A
96633
D
Common Stock
2019-02-06
4
F
0
1920
46.9825
D
94713
D
Common Stock
2019-02-08
4
A
0
29311
0.0
A
124024
D
Common Stock
2019-02-08
4
A
0
5427
0.0
A
129451
D
Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 5, 2016, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018.
Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 5, 2016.
Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 3, 2017, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018.
Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 3, 2017.
Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018.
Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018.
Restricted Stock Unit award that will vest over three years, with one-third vesting on February 8, 2020; one-third vesting on February 8, 2021; and the remaining one-third vesting on February 8, 2022.
By: Lori Sher For: Michael A. Pizzi
2019-02-08