0001015780-18-000073.txt : 20180703 0001015780-18-000073.hdr.sgml : 20180703 20180703170246 ACCESSION NUMBER: 0001015780-18-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leibowitz Shelley B CENTRAL INDEX KEY: 0001626888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 18938264 MAIL ADDRESS: STREET 1: C/O E*TRADE FINANCIAL CORP. STREET 2: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-9992 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-07-02 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001626888 Leibowitz Shelley B 11 TIMES SQUARE 32ND FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2018-07-02 4 A 0 509 0.0 A 18559 D Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on July 2, 2019 and represents a contingent right to receive one share of the Company's common stock. By: Marc Corredor For: Shelley B. Leibowitz 2018-07-03