0001015780-18-000057.txt : 20180515 0001015780-18-000057.hdr.sgml : 20180515 20180515171054 ACCESSION NUMBER: 0001015780-18-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180511 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Healy James P CENTRAL INDEX KEY: 0001630756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 18837684 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-05-11 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001630756 Healy James P 11 TIMES SQUARE 32ND FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2018-05-11 4 A 0 2010 0.0 A 44659 D Grant of restricted stock which shall vest on May 11, 2019. By: Marc Corredor For: James P. Healy 2018-05-15