0001015780-18-000019.txt : 20180206
0001015780-18-000019.hdr.sgml : 20180206
20180206195810
ACCESSION NUMBER: 0001015780-18-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180203
FILED AS OF DATE: 20180206
DATE AS OF CHANGE: 20180206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roessner Karl A
CENTRAL INDEX KEY: 0001580536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 18579020
MAIL ADDRESS:
STREET 1: C/O E*TRADE FINANCIAL CORPORATION
STREET 2: 1271 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 6465214340
MAIL ADDRESS:
STREET 1: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-03
0
0001015780
E TRADE FINANCIAL CORP
ETFC
0001580536
Roessner Karl A
11 TIMES SQUARE
32ND FLOOR
NEW YORK
NY
10036
1
1
0
0
Chief Executive Officer
Common Stock
2018-02-03
4
F
0
4391
53.3475
D
212762
D
Common Stock
2018-02-05
4
F
0
6940
51.58
D
205822
D
Common Stock
2018-02-06
4
F
0
8278
50.46
D
197544
D
Common Stock
2018-02-06
4
F
0
5553
50.46
D
191991
D
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 3, 2017.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 5, 2016.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 6, 2015.
By: Marc Corredor For: Karl A. Roessner
2018-02-06