0001015780-18-000019.txt : 20180206 0001015780-18-000019.hdr.sgml : 20180206 20180206195810 ACCESSION NUMBER: 0001015780-18-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180203 FILED AS OF DATE: 20180206 DATE AS OF CHANGE: 20180206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roessner Karl A CENTRAL INDEX KEY: 0001580536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 18579020 MAIL ADDRESS: STREET 1: C/O E*TRADE FINANCIAL CORPORATION STREET 2: 1271 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-02-03 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001580536 Roessner Karl A 11 TIMES SQUARE 32ND FLOOR NEW YORK NY 10036 1 1 0 0 Chief Executive Officer Common Stock 2018-02-03 4 F 0 4391 53.3475 D 212762 D Common Stock 2018-02-05 4 F 0 6940 51.58 D 205822 D Common Stock 2018-02-06 4 F 0 8278 50.46 D 197544 D Common Stock 2018-02-06 4 F 0 5553 50.46 D 191991 D Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 3, 2017. Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 5, 2016. Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 6, 2015. By: Marc Corredor For: Karl A. Roessner 2018-02-06