0001015780-17-000060.txt : 20170516 0001015780-17-000060.hdr.sgml : 20170516 20170516173911 ACCESSION NUMBER: 0001015780-17-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL CORP CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6465214340 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEAVER DONNA L CENTRAL INDEX KEY: 0001189413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 17849705 MAIL ADDRESS: STREET 1: 671 N. GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-12 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001189413 WEAVER DONNA L 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2017-05-12 4 A 0 3777 0.0 A 60259 D Represents an annual equity grant for service as a director of the Company deferred into restricted stock units ("DSUs"). Each DSU vests in full on May 12, 2018 and represents a contingent right to receive one share of the Company's common stock. By: Lori Sher For: Donna L. Weaver 2017-05-16