0001015780-16-000095.txt : 20160126 0001015780-16-000095.hdr.sgml : 20160126 20160126170150 ACCESSION NUMBER: 0001015780-16-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Idzik Paul CENTRAL INDEX KEY: 0001566859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 161362283 MAIL ADDRESS: STREET 1: 18 GREY WIDGEON CITY: HILTON HEAD STATE: SC ZIP: 29929 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-22 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001566859 Idzik Paul 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 1 0 0 Chief Executive Officer Common Stock 2016-01-22 4 F 0 116241.0 24.105 D 460853 D Common Stock 2016-01-25 4 S 0 10950.0 23.6868 D 449903 D Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on January 22, 2013. Sale of common stock pursuant to a Rule 10b5-1 plan entered into on December 12, 2013. By: Karl A. Roessner For: Paul T. Idzik 2016-01-26