0001015780-14-000070.txt : 20141104 0001015780-14-000070.hdr.sgml : 20141104 20141104170112 ACCESSION NUMBER: 0001015780-14-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEAVER DONNA L CENTRAL INDEX KEY: 0001189413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 141194014 MAIL ADDRESS: STREET 1: 671 N. GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-10-31 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001189413 WEAVER DONNA L 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 1 0 0 0 Common Stock 2014-10-31 4 A 0 1323.0 0.0 A 45049 D Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on October 31, 2015 and represents a contingent right to receive one share of the Company's common stock. By: Karl A. Roessner For: Donna L. Weaver 2014-11-03