0001209191-20-052341.txt : 20200929 0001209191-20-052341.hdr.sgml : 20200929 20200929164053 ACCESSION NUMBER: 0001209191-20-052341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200925 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boxer Capital, LLC CENTRAL INDEX KEY: 0001465837 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39539 FILM NUMBER: 201209335 BUSINESS ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 400-3112 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boxer Asset Management Inc. CENTRAL INDEX KEY: 0001465836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39539 FILM NUMBER: 201209336 BUSINESS ADDRESS: STREET 1: CAY HOUSE STREET 2: EP TAYLOR DRIVE N7776 CITY: LYFORD CAY, NEW PROVIDENCE STATE: C5 ZIP: 00000 BUSINESS PHONE: (407) 876-2431 MAIL ADDRESS: STREET 1: CAY HOUSE STREET 2: EP TAYLOR DRIVE N7776 CITY: LYFORD CAY, NEW PROVIDENCE STATE: C5 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS JOSEPH CENTRAL INDEX KEY: 0001015747 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39539 FILM NUMBER: 201209337 MAIL ADDRESS: STREET 1: PO BOX N7776 CITY: LYFORD BAHAMAS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MVA Investors, LLC CENTRAL INDEX KEY: 0001468223 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39539 FILM NUMBER: 201209338 BUSINESS ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 400-3114 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Aaron I. CENTRAL INDEX KEY: 0001465914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39539 FILM NUMBER: 201209339 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL, SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PMV Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001699382 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463218129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 CLARKE DRIVE CITY: CRANBURY STATE: NJ ZIP: 08512 BUSINESS PHONE: (609) 642-6664 MAIL ADDRESS: STREET 1: 8 CLARKE DRIVE CITY: CRANBURY STATE: NJ ZIP: 08512 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-25 1 0001699382 PMV Pharmaceuticals, Inc. PMVP 0001465837 Boxer Capital, LLC 11682 EL CAMINO REAL SUITE 320 SAN DIEGO CA 92130 0 0 0 1 Former 10% Owner 0001465836 Boxer Asset Management Inc. C/O CAY HOUSE, EP TAYLOR DRIVE N7776 LYFORD CAY NEW PROVIDENCE C5 C5 BAHAMAS 0 0 0 1 Former 10% Owner 0001015747 LEWIS JOSEPH C/O CAY HOUSE, EP TAYLOR DRIVE N7776 LYFORD CAY NEW PROVIDENCE C5 C5 BAHAMAS 0 0 0 1 Former 10% Owner 0001468223 MVA Investors, LLC 11682 EL CAMINO REAL SUITE 320 SAN DIEGO CA 92130 0 0 0 1 Former 10% Owner 0001465914 Davis Aaron I. 11682 EL CAMINO REAL SUITE 320 SAN DIEGO CA 92130 0 0 0 1 Former 10% Owner Common Stock 2020-09-25 4 P 0 950000 18.00 A 950000 D Common Stock 2020-09-29 4 C 0 586099 A 1536099 D Common Stock 2020-09-29 4 C 0 732137 A 2268236 D Common Stock 2020-09-29 4 C 0 32708 A 32708 I See footnote Common Stock 2020-09-29 4 C 0 28129 A 60837 I See footnote Series C Preferred Stock 2020-09-29 4 C 0 586099 0.00 D Common Stock 586099 0 D Series C Preferred Stock 2020-09-29 4 C 0 32708 0.00 D Common Stock 32708 0 I See footnote Series D Preferred Stock 2020-09-29 4 C 0 732137 0.00 D Common Stock 732137 0 D Series D Preferred Stock 2020-09-29 4 C 0 28129 0.00 D Common Stock 28129 0 I See footnote The shares are held of record by Boxer Capital, LLC ("Boxer Capital") which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc., (iii) MVA Investors, LLC ("MVA Investors") (iv) Aaron I. Davis, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it does not have a pecuniary interest therein. The shares of each of the Series C Preferred Stock and Series D Preferred Stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date. The shares are held of record by MVA Investors. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Boxer Capital, LLC, By: /s/ Aaron I. Davis, Chief Executive Officer 2020-09-29 Boxer Asset Management, Inc., By: /s/ Jason C. Callender, Director 2020-09-29 /s/ Joseph C. Lewis 2020-09-29 MVA Investors, LLC, By: /s/ Aaron I. Davis, Chief Executive Officer 2020-09-29 /s/ Aaron I. Davis 2020-09-29