0001209191-20-052341.txt : 20200929
0001209191-20-052341.hdr.sgml : 20200929
20200929164053
ACCESSION NUMBER: 0001209191-20-052341
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200925
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Capital, LLC
CENTRAL INDEX KEY: 0001465837
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39539
FILM NUMBER: 201209335
BUSINESS ADDRESS:
STREET 1: 11682 EL CAMINO REAL
STREET 2: SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 400-3112
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL
STREET 2: SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Asset Management Inc.
CENTRAL INDEX KEY: 0001465836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39539
FILM NUMBER: 201209336
BUSINESS ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
BUSINESS PHONE: (407) 876-2431
MAIL ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS JOSEPH
CENTRAL INDEX KEY: 0001015747
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39539
FILM NUMBER: 201209337
MAIL ADDRESS:
STREET 1: PO BOX N7776
CITY: LYFORD BAHAMAS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVA Investors, LLC
CENTRAL INDEX KEY: 0001468223
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39539
FILM NUMBER: 201209338
BUSINESS ADDRESS:
STREET 1: 11682 EL CAMINO REAL
STREET 2: SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 400-3114
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL
STREET 2: SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Aaron I.
CENTRAL INDEX KEY: 0001465914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39539
FILM NUMBER: 201209339
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL, SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PMV Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001699382
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463218129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 CLARKE DRIVE
CITY: CRANBURY
STATE: NJ
ZIP: 08512
BUSINESS PHONE: (609) 642-6664
MAIL ADDRESS:
STREET 1: 8 CLARKE DRIVE
CITY: CRANBURY
STATE: NJ
ZIP: 08512
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-25
1
0001699382
PMV Pharmaceuticals, Inc.
PMVP
0001465837
Boxer Capital, LLC
11682 EL CAMINO REAL
SUITE 320
SAN DIEGO
CA
92130
0
0
0
1
Former 10% Owner
0001465836
Boxer Asset Management Inc.
C/O CAY HOUSE, EP TAYLOR DRIVE N7776
LYFORD CAY
NEW PROVIDENCE
C5
C5
BAHAMAS
0
0
0
1
Former 10% Owner
0001015747
LEWIS JOSEPH
C/O CAY HOUSE, EP TAYLOR DRIVE N7776
LYFORD CAY
NEW PROVIDENCE
C5
C5
BAHAMAS
0
0
0
1
Former 10% Owner
0001468223
MVA Investors, LLC
11682 EL CAMINO REAL
SUITE 320
SAN DIEGO
CA
92130
0
0
0
1
Former 10% Owner
0001465914
Davis Aaron I.
11682 EL CAMINO REAL
SUITE 320
SAN DIEGO
CA
92130
0
0
0
1
Former 10% Owner
Common Stock
2020-09-25
4
P
0
950000
18.00
A
950000
D
Common Stock
2020-09-29
4
C
0
586099
A
1536099
D
Common Stock
2020-09-29
4
C
0
732137
A
2268236
D
Common Stock
2020-09-29
4
C
0
32708
A
32708
I
See footnote
Common Stock
2020-09-29
4
C
0
28129
A
60837
I
See footnote
Series C Preferred Stock
2020-09-29
4
C
0
586099
0.00
D
Common Stock
586099
0
D
Series C Preferred Stock
2020-09-29
4
C
0
32708
0.00
D
Common Stock
32708
0
I
See footnote
Series D Preferred Stock
2020-09-29
4
C
0
732137
0.00
D
Common Stock
732137
0
D
Series D Preferred Stock
2020-09-29
4
C
0
28129
0.00
D
Common Stock
28129
0
I
See footnote
The shares are held of record by Boxer Capital, LLC ("Boxer Capital") which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc., (iii) MVA Investors, LLC ("MVA Investors") (iv) Aaron I. Davis, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it does not have a pecuniary interest therein.
The shares of each of the Series C Preferred Stock and Series D Preferred Stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.
The shares are held of record by MVA Investors. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
Boxer Capital, LLC, By: /s/ Aaron I. Davis, Chief Executive Officer
2020-09-29
Boxer Asset Management, Inc., By: /s/ Jason C. Callender, Director
2020-09-29
/s/ Joseph C. Lewis
2020-09-29
MVA Investors, LLC, By: /s/ Aaron I. Davis, Chief Executive Officer
2020-09-29
/s/ Aaron I. Davis
2020-09-29