0000899243-21-016818.txt : 20210422
0000899243-21-016818.hdr.sgml : 20210422
20210422192707
ACCESSION NUMBER: 0000899243-21-016818
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210422
FILED AS OF DATE: 20210422
DATE AS OF CHANGE: 20210422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS JOSEPH
CENTRAL INDEX KEY: 0001015747
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 21846302
MAIL ADDRESS:
STREET 1: PO BOX N7776
CITY: LYFORD BAHAMAS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Asset Management Inc.
CENTRAL INDEX KEY: 0001465836
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 21846303
BUSINESS ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
BUSINESS PHONE: (407) 876-2431
MAIL ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Capital, LLC
CENTRAL INDEX KEY: 0001465837
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 21846304
BUSINESS ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 400-3112
MAIL ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rain Therapeutics Inc.
CENTRAL INDEX KEY: 0001724979
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 821130967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8000 JARVIS AVENUE
STREET 2: SUITE 204
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 953-5559
MAIL ADDRESS:
STREET 1: 8000 JARVIS AVENUE
STREET 2: SUITE 204
CITY: NEWARK
STATE: CA
ZIP: 94560
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-04-22
0
0001724979
Rain Therapeutics Inc.
RAIN
0001465837
Boxer Capital, LLC
11682 EL CAMINO REAL, SUITE 320
SAN DIEGO
CA
92130
1
0
1
0
0001465836
Boxer Asset Management Inc.
C/O CAY HOUSE
EP TAYLOR DRIVE N7776, LYFORD CAY
NEW PROVIDENCE
C5
BAHAMAS
0
0
1
0
0001015747
LEWIS JOSEPH
C/O CAY HOUSE
EP TAYLOR DRIVE N7776, LYFORD CAY
NEW PROVIDENCE
C5
BAHAMAS
0
0
1
0
Series B Preferred Stock
Common Stock
3263986
D
Each share of Series B Preferred Stock is convertible into common stock on a one-for-1.0799 basis into the number of shares of common stock shown in column 3 at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering. The Series B Preferred Stock has no expiration date.
These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) Aaron I. Davis, (iv) MVA Investors, LLC, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
These securities are owned indirectly by Boxer Management and Joe Lewis, by virtue of their ownership of Boxer Capital.
Boxer Capital, LLC, By: /s/ Aaron Davis, Aaron Davis, Chief Executive Officer
2021-04-22
Boxer Asset Management Inc., By: /s/ Jason Callender, Jason Callender, Director
2021-04-22
/s/ Joseph C. Lewis
2021-04-22