0000899243-20-020687.txt : 20200729 0000899243-20-020687.hdr.sgml : 20200729 20200729213837 ACCESSION NUMBER: 0000899243-20-020687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200728 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MVA Investors, LLC CENTRAL INDEX KEY: 0001468223 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39401 FILM NUMBER: 201058893 BUSINESS ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 400-3114 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS JOSEPH CENTRAL INDEX KEY: 0001015747 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39401 FILM NUMBER: 201058894 MAIL ADDRESS: STREET 1: PO BOX N7776 CITY: LYFORD BAHAMAS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boxer Asset Management Inc. CENTRAL INDEX KEY: 0001465836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39401 FILM NUMBER: 201058895 BUSINESS ADDRESS: STREET 1: CAY HOUSE STREET 2: EP TAYLOR DRIVE N7776 CITY: LYFORD CAY, NEW PROVIDENCE STATE: C5 ZIP: 00000 BUSINESS PHONE: (407) 876-2431 MAIL ADDRESS: STREET 1: CAY HOUSE STREET 2: EP TAYLOR DRIVE N7776 CITY: LYFORD CAY, NEW PROVIDENCE STATE: C5 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boxer Capital, LLC CENTRAL INDEX KEY: 0001465837 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39401 FILM NUMBER: 201058896 BUSINESS ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 400-3112 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 320 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: iTeos Therapeutics, Inc. CENTRAL INDEX KEY: 0001808865 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 857-204-4583 MAIL ADDRESS: STREET 1: 139 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-28 0 0001808865 iTeos Therapeutics, Inc. ITOS 0001465837 Boxer Capital, LLC 11682 EL CAMINO REAL, SUITE 320 SAN DIEGO CA 92130 0 0 1 0 0001465836 Boxer Asset Management Inc. 11682 EL CAMINO REAL, SUITE 320 SAN DIEGO CA 92130 0 0 1 0 0001015747 LEWIS JOSEPH 11682 EL CAMINO REAL, SUITE 320 SAN DIEGO CA 92130 0 0 1 0 0001468223 MVA Investors, LLC 11682 EL CAMINO REAL, SUITE 320 SAN DIEGO CA 92130 0 0 1 0 Common Stock 2020-07-28 4 C 0 2943568 A 2943568 D Common Stock 2020-07-28 4 C 0 48691 A 48691 D Common Stock 2020-07-28 4 P 0 1401448 19.00 A 4345016 D Common Stock 2020-07-28 4 P 0 23552 19.00 A 72243 D Series B-2 Preferred Stock 2020-07-28 4 C 0 9593086 D Common Stock 2943568 0 D Series B-2 Preferred Stock 2020-07-28 4 C 0 158687 D Common Stock 48691 0 D Each share of Series B-2 Convertible Preferred stock is convertible at any time, at the Reporting Person's election, into Common Stock, based on the then-applicable conversion rate and has no expiration date. The shares of Series B-2 Convertible Preferred stock held by Boxer Capital, LLC ("Boxer Capital") will convert automatically into 2,943,568 shares of Common Stock upon the closing of the Issuer's initial public offering. The shares of Series B-2 Convertible Preferred stock held by MVA Investors, LLC ("MVA Investors") will convert automatically into 48,691 shares of Common Stock upon the closing of the Issuer's initial public offering. These amounts reflect a 1-for-3.3115 reverse stock split which became effective on July 20, 2020. These securities are owned directly by Boxer Capital, which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc., (iii) MVA Investors, (iv) Aaron I. Davis, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it does not have a pecuniary interest therein. These securities are owned directly by MVA Investors. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. On July 28, 2020, Boxer Capital purchased 1,401,448 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering. On July 28, 2020, MVA Investors purchased 23,552 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering. Boxer Capital, LLC, By: /s/ Aaron I. Davis, Chief Executive Officer 2020-07-29 Boxer Asset Management, Inc., By: /s/ Jason C. Callender, Director 2020-07-29 Joseph C. Lewis, /s/ Joseph C. Lewis 2020-07-29 MVA Investors, LLC, By: /s/ Aaron I. Davis, Chief Executive Officer 2020-07-29