0000895345-23-000356.txt : 20230524
0000895345-23-000356.hdr.sgml : 20230524
20230524200553
ACCESSION NUMBER: 0000895345-23-000356
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS JOSEPH
CENTRAL INDEX KEY: 0001015747
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 23955637
MAIL ADDRESS:
STREET 1: PO BOX N7776
CITY: LYFORD BAHAMAS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Asset Management Inc.
CENTRAL INDEX KEY: 0001465836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 23955638
BUSINESS ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
BUSINESS PHONE: (407) 876-2431
MAIL ADDRESS:
STREET 1: CAY HOUSE
STREET 2: EP TAYLOR DRIVE N7776
CITY: LYFORD CAY, NEW PROVIDENCE
STATE: C5
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boxer Capital, LLC
CENTRAL INDEX KEY: 0001465837
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 23955639
BUSINESS ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 400-3112
MAIL ADDRESS:
STREET 1: 12860 EL CAMINO REAL
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Aaron I.
CENTRAL INDEX KEY: 0001465914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40356
FILM NUMBER: 23955636
MAIL ADDRESS:
STREET 1: 12860 EL CAMINO REAL, SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rain Oncology Inc.
CENTRAL INDEX KEY: 0001724979
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 821130967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8000 JARVIS AVENUE
STREET 2: SUITE 204
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 953-5559
MAIL ADDRESS:
STREET 1: 8000 JARVIS AVENUE
STREET 2: SUITE 204
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: Rain Therapeutics Inc.
DATE OF NAME CHANGE: 20171211
4
1
form4.xml
X0407
4
2023-05-22
0001724979
Rain Oncology Inc.
RAIN
0001465837
Boxer Capital, LLC
12860 EL CAMINO REAL
SUITE 300
SAN DIEGO
CA
92130
true
See remarks.
0001465836
Boxer Asset Management Inc.
12860 EL CAMINO REAL
SUITE 300
SAN DIEGO
CA
92130
true
See remarks
0001015747
LEWIS JOSEPH
C/O CAY HOUSE
EP TAYLOR DRIVE N7776, LYFORD CAY
NEW PROVIDENCE BAHAMAS
true
See remarks.
0001465914
Davis Aaron I.
12860 EL CAMINO REAL, SUITE 300
SAN DIEGO
CA
92130
true
false
Common Stock
2023-05-22
4
S
0
995000
1.25
D
1152212
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.30, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) Aaron I. Davis, (iv) MVA Investors, LLC, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein
These securities are owned indirectly by Boxer Management and Joe Lewis, by virtue of their ownership of Boxer Capital.
Aaron Davis, the CEO of Boxer Capital, LLC, is a director of Rain Oncology Inc.
/s/ Aaron I. Davis, Chief Executive Officer, Boxer Capital, LLC
2023-05-24
/s/ Paul Higgs, Director, Boxer Asset Management Inc.
2023-05-24
/s/ Joseph C. Lewis
2023-05-24
/s/ Aaron I. Davis
2023-05-24