0001571049-17-000279.txt : 20170110 0001571049-17-000279.hdr.sgml : 20170110 20170110161353 ACCESSION NUMBER: 0001571049-17-000279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170109 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Connolly Brian D CENTRAL INDEX KEY: 0001539642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 17520738 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 t1700021-connolly0109.xml FORM 4 X0306 4 2017-01-09 0 0001015739 AWARE INC /MA/ AWRE 0001539642 Connolly Brian D C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 0 0 0 Common Stock 2017-01-09 4 M 0 4168 3.09 A 65000 D Stock Option (right to buy) 3.09 2017-01-09 4 M 0 4168 3.09 D 2017-01-18 Common Stock 4168 0 D Vests in 12 substantially equal quarterly installments on the last day of each quarter from March 31, 2012 to December 31, 2014. /s/ Brian D. Connolly 2017-01-10