0001571049-17-000044.txt : 20170103 0001571049-17-000044.hdr.sgml : 20170103 20170103160634 ACCESSION NUMBER: 0001571049-17-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Connolly Brian D CENTRAL INDEX KEY: 0001539642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 17501873 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 t1700005a-connolly0103.xml FORM 4 X0306 4 2017-01-03 0 0001015739 AWARE INC /MA/ AWRE 0001539642 Connolly Brian D C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 0 0 0 Common Stock 2017-01-03 4 A 0 5000 0 A 60832 D Stock Option (right to buy) 3.09 2017-01-18 Common Stock 4168 4168 D Shares of unrestricted stock issued to reporting person on January 3, 2017. Vests in 12 substantially equal quarterly installments on the last day of each quarter from March 31, 2012 to December 31, 2014. /s/ Brian D. Connolly 2017-01-03